Senior Compliance Officer - Global Markets

Standard Bank Group; Johannesburg; Remote; ZAR 60 000 - 100 000; Full time

Job summary

An established industry player is seeking a Compliance Risk Management Specialist to enhance compliance processes across various jurisdictions. This role is pivotal in safeguarding the organization from operational losses and reputational damage while ensuring adherence to regulatory frameworks. The ideal candidate will possess extensive experience in compliance and risk management within the financial services sector. This position offers the flexibility of remote work, allowing you to contribute to a forward-thinking organization dedicated to maintaining high standards of compliance and governance.

Qualifications

• 8-10 years of experience in Business Enablement and Compliance.
• Strong global markets experience (7-10 years).

Responsibilities

• Enable Compliance Risk Management processes to avoid operational losses.
• Ensure compliance to maintain competitive advantage.

Skills

Compliance Management

Risk Management

Financial Services

Banking

Cost Accounting Standards

Quality Systems

Research Experience

Securities Law

SOX

ISO 27000

Education

Degree in Audit

Degree in Business

Degree in Commerce

Degree in Legal Studies

JSE and Registered Persons Examination

Job description

Job Title: Compliance Risk Management Specialist

To enable the Compliance Risk Management processes and activities within a specific business unit and across all its jurisdictions, ensuring that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties, or reputational damage to the organization, and to enable the competitive advantage of the organization.

Qualifications :

• Degree in Audit, Business, Commerce, or Legal studies
• JSE and Registered Persons Examination (RPE) will be an added advantage

Experience Required

• 8-10 years of experience in Business Enablement and Compliance
• Strong global markets experience (7-10 years)

Behavioral Competencies :

• Articulating Information
• Convincing People
• Documenting Facts
• Empowering Individuals
• Establishing Rapport
• Exploring Possibilities
• Following Procedures
• Generating Ideas
• Interacting with People
• Making Decisions
• Providing Insights
• Upholding Standards

Technical Competencies :

• Evaluation of Internal Controls
• Financial Acumen
• Financial Industry Regulatory Framework
• Legal Compliance
• Process Governance
• Risk Awareness

Additional Information :

Remote Work : Yes

Employment Type : Full-time

Key Skills

Compliance Management, Risk Management, Financial Services, PCI, Banking, Cost Accounting Standards, Quality Systems, Research Experience, NIST Standards, Securities Law, SOX, ISO 27000

Vacancy :

1