Manager: Compliance Business Bank

Capitec Client Care; Wes-Kaap; On-site; ZAR 600,000 - 900,000; Full time

Job summary

A leading banking institution seeks a Compliance Manager to oversee and enhance compliance processes within their Retail Bank. The ideal candidate will possess an Honours Degree in Law or Commerce and be knowledgeable in compliance frameworks, financial crime, and regulatory requirements. This role offers the opportunity to influence compliance culture and operational strategy in a dynamic banking environment.

Qualifications

• Honours Degree in Law or Commerce required.
• Knowledge of compliance frameworks in retail banking is essential.
• Experience in accountability for financial crime compliance frameworks preferred.

Responsibilities

• Develop and manage compliance processes for Retail Bank.
• Ensure adherence to legislative requirements as per Regulation 49 of the Banks Act.
• Enhance compliance culture by developing understanding of regulatory requirements.

Skills

Communications Skills

Planning, organising and coordination skills

Analytical Skills

Reporting Skills

Computer Literacy

Education

Honours Degree in Law or Commerce

Post Graduate Diploma in Business Management or Risk and Compliance

Tools

EXCLAIM software

Computer systems (MS Word, Excel, Powerpoint)

Job description

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Date: 10 Jun 2025

Location: Sandton, Western Cape, ZA

Company: Capitec Bank Ltd

Purpose Statement

• To develop strategies and operational processes for Retail Bank for the execution and embedment of compliance risk management processes as required by relevant regulatory requirements, applicable codes of conduct and minimum standards
• To be responsible for and manage compliance within the Retail Bank; to facilitate adherence to legislative requirements as prescribed by Regulation 49 of the Banks Act
• To enhance the compliance culture by developing and maintaining a thorough understanding of the relevant regulatory requirements and the global regulatory environment and best practice principles applicable to the bank
  
  

Experience

Qualifications (Minimum)

• Honours Degree in Law or Commerce
  
  

Qualifications (Ideal Or Preferred)

• Post Graduate Diploma in Business Management or Risk and Compliance
  
  

Knowledge

Minimum

• Knowledge and experience of implementing and being accountable for compliance frameworks/strategies in a retail banking environment
• Knowledge and experience of implementing and being accountable for Market Conduct and Financial Crime compliance frameworks / strategies across the bank (RB & BB)
• Solid understanding of compliance regulation best practice and guidance
• Knowledge and understanding of compliance and operational risk regulatory requirements
• Knowledge and understanding of risk management methodologies, tools, governance structures and regulatory requirements for good management of risk
• Understanding of financial services business processes, especially in the retail banking environment.
• Development and implementation of risk management and reporting
• Understanding of the retail banking landscape.
  
  

Knowledge Of

• Commercial Law
• Legal practices
• Monitoring techniques
• Auditing processes
• Computer systems (Office – Word, Excel, Powerpoint)
  
  

Ideal

• Legislation regarding all specified compliance monitoring areas (consumer protection, money laundering and terrorist financing, labour legislation or financial and regulatory)
• Banks’ systems
• EXCLAIM software
  
  

Skills

• Communications Skills
• Planning, organising and coordination skills
• Analytical Skills
• Reporting Skills
• Computer Literacy (MS Word, MS Excel, MS Outlook)
  
  

Conditions of Employment

• Clear criminal and credit record
  
  

Apply now »