Legal Officer - Regulatory Compliance

Placements24; Vereeniging; Hybrid; ZAR 900,000 - 1,200,000; Full time

Benefits offered by this job

Competitive salary

Comprehensive medical aid

Substantial provident fund

Professional development and certs

Hybrid work arrangement

Located in Vereeniging

Job summary

Placements24 is seeking a dedicated Legal Officer focused on Regulatory Compliance in Vereeniging, Gauteng. The role involves monitoring regulatory changes, developing compliance policies, conducting internal audits, and supporting governance across the financial services business.

The ideal candidate has a Bachelor of Laws (LLB) or related degree, 4+ years in compliance, and familiarity with FAIS, FICA, and POPIA. Hybrid work offers office and remote flexibility in Vereeniging.

Qualifications

• A legal/finance background with at least 4 years in regulatory compliance.
• Admitted as Attorney or Advocate advantageous but not essential.
• Strong knowledge of South African regulations (FAIS, FICA, POPIA).

Responsibilities

• Monitor and interpret applicable legislation and industry codes.
• Develop, implement, and maintain compliance policies and controls.
• Conduct regular internal audits and risk assessments.
• Prepare and submit regulatory reports to authorities on time.
• Advise business units on compliance requirements and best practices.
• Assist in regulatory investigations and inquiries.
• Develop and deliver compliance training for staff.
• Stay up-to-date with regulatory trends and changes.
• Maintain records of compliance activities and documentation.
• Support the legal department in broader legal matters.

Skills

Regulatory compliance

Regulatory reporting

Risk management

Analytical skills

Attention to detail

Communication

Education

LLB or related degree in Finance, Commerce, or Law

Tools

MS Office

Compliance software

Job description

About the Role

Our client, a prominent financial services institution with operations in Vereeniging, Gauteng , is seeking a dedicated and meticulous Legal Officer with a strong focus on Regulatory Compliance. This role is essential for ensuring the company adheres to the complex and ever-evolving legal and regulatory landscape governing the financial sector. You will be responsible for monitoring regulatory changes, developing compliance policies, and conducting internal audits. The successful candidate will possess a keen understanding of financial regulations, risk management, and corporate governance. This position offers a significant opportunity to contribute to the integrity and operational soundness of the organization. The role is based in Vereeniging and operates on a hybrid model, combining office-based work with remote flexibility, allowing for a balanced approach to professional responsibilities.

Key Responsibilities

• Monitor and interpret relevant legislation, regulations, and industry codes applicable to the financial services sector.
• Develop, implement, and maintain robust compliance policies, procedures, and controls.
• Conduct regular internal audits and risk assessments to identify compliance gaps and potential breaches.
• Prepare and submit regulatory reports to relevant authorities accurately and on time.
• Advise business units on compliance requirements and best practices.
• Assist in managing regulatory investigations and responding to inquiries from regulatory bodies.
• Develop and deliver compliance training programs to staff.
• Stay abreast of industry trends and changes in the regulatory environment.
• Maintain up-to-date records of compliance activities and documentation.
• Support the legal department in broader legal matters as required.

Requirements

• A Bachelor of Laws (LLB) degree or a relevant degree in Finance, Commerce, or Law.
• Admission as an Attorney or Advocate is advantageous but not essential.
• A minimum of 4 years of experience in legal and regulatory compliance, preferably within the financial services industry.
• In-depth knowledge of South African financial regulations (e.g., FAIS, FICA, POPIA).
• Strong analytical and problem-solving skills, with meticulous attention to detail.
• Excellent understanding of risk management principles.
• Proficiency in legal research and regulatory reporting.
• Effective communication and interpersonal skills, with the ability to explain complex regulations clearly.
• Ability to work independently and collaboratively in a hybrid work environment.
• Proficiency in Microsoft Office Suite and compliance management software.
• A commitment to ethical conduct and professional integrity.

Benefits

• competitive salary package reflective of your expertise in regulatory compliance.
• comprehensive medical aid
• a substantial provident fund contribution
• opportunities for professional development and certifications.
• hybrid work arrangement promotes a healthy work-life balance
• you will be part of a professional team in a supportive environment located in Vereeniging.