Lead Compliance Officer

Placements24; George; Hybrid; ZAR 900.000 - 1.800.000; Vollzeit

Benefits dieser Stelle

Remote work flexibility

Competitive salary with bonuses

Professional development opportunities

Access to compliance tools

Zusammenfassung

Placements24 in South Africa seeks a seasoned Lead Compliance Officer to spearhead a remote compliance program for a financial services client. Develop, implement, and oversee robust policies, ensuring compliance with FICA, POPIA, and banking laws, while driving AML/KYC initiatives and governance across the organization.

The role requires 8+ years in compliance, strong analytical and communication skills, and a track record of independent, remote work in financial services.

Qualifikationen

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Master's degree or professional compliance certification preferred.
• 8+ years of experience in compliance, regulatory affairs, or risk management in financial services.
• Strong knowledge of FICA, POPIA, AML/KYC and fraud prevention.
• Excellent written and verbal communication; ability to work remotely.

Aufgaben

• Develop, implement, and manage comprehensive compliance policies, procedures, and controls.
• Conduct regular risk assessments and internal audits to identify gaps and vulnerabilities.
• Monitor regulatory changes and provide timely guidance for readiness.
• Investigate potential compliance breaches and recommend disciplinary actions.
• Deliver compliance training programs to employees at all levels.
• Liaise with regulators and external auditors during inspections.
• Oversee AML and KYC procedures implementation.
• Maintain records of compliance activities, audits, and training.
• Advise senior management on compliance risks and strategies.
• Foster a culture of compliance and ethical conduct across the organization.

Kenntnisse

Analytical skills

Investigative skills

Problem-solving

Written & verbal communication

Remote work independence

Ausbildung

Bachelor's degree in Law/Finance/Business Admin

Master's degree or compliance certification (CCEP/CRM)

Jobbeschreibung

About the Role

Our client is actively seeking a seasoned Lead Compliance Officer to spearhead their compliance initiatives. This is a fully remote position, offering a unique opportunity to work from anywhere while making a significant impact on our client's operations. The successful candidate will be instrumental in developing, implementing, and overseeing robust compliance programs, ensuring adherence to all relevant financial regulations and industry standards. This role is pivotal for maintaining the integrity and trustworthiness of the organization in the competitive financial services landscape. The position is designed for a self-starter who thrives in an independent, remote-first environment, leveraging technology to foster strong governance and risk management practices across the organization.

Key Responsibilities

• Develop, implement, and manage comprehensive compliance policies, procedures, and controls.
• Conduct regular risk assessments and internal audits to identify potential compliance gaps and vulnerabilities.
• Monitor changes in regulations and legislation, providing timely guidance and ensuring the organization's readiness.
• Investigate potential compliance breaches, conducting thorough reviews and recommending appropriate disciplinary actions.
• Develop and deliver compliance training programs to employees at all levels.
• Liaise with regulatory bodies and external auditors during inspections and inquiries.
• Oversee the implementation of anti-money laundering (AML) and know-your-customer (KYC) procedures.
• Maintain accurate records of compliance activities, audits, and training.
• Advise senior management on compliance risks and strategies.
• Foster a culture of compliance and ethical conduct throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• A Master's degree or professional compliance certification (e.g., CCEP, CRM) is strongly preferred.
• Minimum of 8 years of experience in compliance, regulatory affairs, or risk management within the financial services industry.
• In-depth knowledge of financial regulations, including but not limited to FICA, POPIA, and relevant banking laws.
• Proven experience in developing and implementing compliance programs and conducting risk assessments.
• Excellent understanding of AML, KYC, and fraud prevention measures.
• Strong analytical, investigative, and problem-solving skills.
• Exceptional written and verbal communication skills, with the ability to effectively communicate complex compliance requirements.
• Demonstrated ability to work independently and manage multiple priorities in a remote setting.
• Proficiency in compliance management software and standard office applications.
• Experience in reporting and interacting with regulatory authorities.

Benefits

• Highly competitive salary and performance-based bonuses.
• Remote work flexibility, allowing for a better work-life integration.
• Opportunity to lead and shape the compliance function of a growing organization.
• Professional development and continuous learning opportunities.
• Contribution to a secure and ethical financial environment.
• Access to the latest compliance technology and resources.
• Supportive virtual team environment and regular virtual engagement.