Junior Compliance Officer

CA Financial Appointments; Sandton; On-site; ZAR 30 000 - 60 000; Full time

Job summary

An established industry player is seeking a Junior Compliance Officer to enhance their compliance team. This dynamic role involves ensuring adherence to financial regulations, conducting compliance monitoring, and implementing compliance plans. The ideal candidate will possess strong analytical skills, integrity, and a proactive approach to problem-solving. Join a passionate team dedicated to maintaining high compliance standards while navigating the complexities of the financial services industry. If you're eager to make a significant impact in a growing business area, this opportunity is perfect for you.

Qualifications

• Completed RE1 and RE3 exams.
• Experience in financial services compliance.

Responsibilities

• Assist in driving compliance policies for new business areas.
• Conduct compliance monitoring and regulatory reporting.

Skills

Analytical Skills

Communication Skills

Integrity

Proactivity

Knowledge of Financial Regulations

Education

Degree in Finance

Degree in Law

Degree in Accounting

Degree in Business Studies

Job description

Investment client seeks a Junior Compliance Officer to join their team. You'll need to have completed both your RE1 and RE3 exams with current relevant financial services industry compliance experience.

Position Info:

The role reports to their Compliance Manager and works within a dynamic and passionate team.

Responsibilities:

1. Assist in driving policies and procedures for a new business area.
2. Research legislative updates.
3. Implement compliance plans.
4. Conduct compliance monitoring and regulatory reporting.
5. Participate in internal reviews and audits as required.

Requirements:

• Minimum of a completed degree in Finance, Law, Accounting, Business Studies, or similar.
• Completion of RE1 and RE3 exams.
• Knowledge and experience with industry regulations such as FAIS, FSRA, FICA, POCA, POCDATARA, CISCA, CoFI, POPIA, and EU GDPR.
• Good knowledge and interest in financial markets and instruments.
• High levels of integrity and honesty.
• Analytical, self-starting, and proactive.
• Ability to think beyond immediate problems and outside the box.
• Excellent communication and relationship-building skills.
• Flexibility and quick adaptability to new concepts.

Please note that if you have not heard from us within 2 weeks of your application, consider it unsuccessful for this particular role.