In-House Counsel - Compliance Specialist

Placements24; South Africa; Remote; ZAR 900.000 - 1.500.000; Vollzeit

Benefits dieser Stelle

Medical and dental coverage

Employer-matched pension fund

Generous leave provisions

Zusammenfassung

Placements24 is seeking an experienced In-House Counsel - Compliance Specialist for a leading financial services institution in Centurion, Gauteng. You will lead the compliance program, monitor regulatory changes, and train staff across departments to ensure adherence to FAIS, POPIA, and Companies Act provisions.

With 5+ years as an admitted SA attorney, you will liaise with FSCA and other authorities, draft policies, manage reporting, and drive risk-mitigated governance.

Qualifikationen

• Admitted Attorney with at least 5 years in financial services compliance.
• Specialization or significant experience in financial services regulation is essential.
• Knowledge of FAIS, Companies Act and POPIA.
• Proven ability to develop and manage compliance frameworks.
• Excellent analytical, problem-solving and communication skills.
• Experience in internal investigations and audits.
• Ability to work collaboratively with various business units.
• Strong ethical compass and commitment to compliance.
• Proficiency in regulatory reporting and documentation.

Aufgaben

• Develop, implement, and maintain the company's compliance program.
• Monitor changes in legislation and regulations, advising on adjustments.
• Conduct compliance training for employees across departments.
• Investigate potential compliance breaches and recommend corrective actions.
• Advise on regulatory requirements related to new products and services.
• Liaise with regulatory authorities, including the FSCA.
• Draft and review compliance-related policies and procedures.
• Manage regulatory filings and reporting obligations.
• Perform risk assessments and implement mitigation strategies.
• Provide legal counsel on corporate governance and ethical conduct.

Kenntnisse

Regulatory compliance

Legal research

Risk management

Policy drafting

FSCA liaison

Ausbildung

Admitted Attorney – High Court of South Africa

Jobbeschreibung

About the Role

Our client, a prominent financial services institution, is seeking an experienced In-House Counsel - Compliance Specialist to bolster their legal department in Centurion, Gauteng . This critical role focuses on ensuring adherence to all relevant financial regulations and corporate compliance standards. The ideal candidate will possess a deep understanding of the South African financial regulatory landscape and a proactive approach to risk management. This is an exceptional chance to work within a fast-paced environment, contributing significantly to the company's integrity and operational excellence. We are dedicated to building a robust compliance framework and seek individuals who are passionate about ethical business practices. The position requires a meticulous and strategic legal professional capable of navigating complex regulatory requirements.

Key Responsibilities

• Develop, implement, and maintain the company's compliance program.
• Monitor changes in relevant legislation and regulations, advising on necessary adjustments.
• Conduct compliance training for employees across various departments.
• Investigate potential compliance breaches and recommend corrective actions.
• Advise on regulatory requirements related to new products and services.
• Liaise with regulatory authorities, including the Financial Sector Conduct Authority (FSCA).
• Draft and review compliance-related policies and procedures.
• Manage regulatory filings and reporting obligations.
• Perform risk assessments and implement mitigation strategies.
• Provide legal counsel on matters of corporate governance and ethical conduct.

Requirements

• Admitted Attorney of the High Court of South Africa with a minimum of 5 years of experience.
• Specialization or significant experience in financial services regulation and compliance is essential.
• In-depth knowledge of relevant acts such as the Financial Advisory and Intermediary Services Act (FAIS), Companies Act, and POPIA.
• Proven ability to develop and manage compliance frameworks.
• Excellent analytical, problem-solving, and communication skills.
• Experience in conducting internal investigations and audits.
• Ability to work collaboratively with various business units.
• Strong ethical compass and commitment to compliance.
• Proficiency in regulatory reporting and documentation.

Benefits

A highly competitive salary is offered, reflective of the candidate's expertise and experience. Benefits include comprehensive medical and dental coverage, a substantial employer-matched pension fund, and generous leave provisions. Our client provides excellent opportunities for professional growth through ongoing training, workshops, and exposure to diverse compliance challenges. The work environment is dynamic and supportive, promoting collaboration and innovation. This role is situated in the thriving business district of Centurion, Gauteng , offering convenient access and a stimulating professional setting.