In-House Counsel - Compliance Specialist

Placements24

Centurion

On-site

ZAR 1,000,000 - 1,800,000

Full time

4 days ago
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Benefits offered by this job

Competitive salary
Medical and dental coverage
Employer-matched pension fund
Generous leave provisions
Professional growth opportunities

Job summary

Placements24 is seeking an experienced In-House Counsel - Compliance Specialist to strengthen the legal function in Centurion, Gauteng. You will lead the compliance program, monitor regulatory changes, and guide risk-based decisions across the business.

The role demands deep South African regulatory knowledge, strong analytical abilities, and a proactive approach to governance. Successful candidates will contribute to a robust compliance framework and operational excellence.

Qualifications

  • Admitted Attorney of the High Court of South Africa with at least 5 years of experience.
  • Specialization or significant experience in financial services regulation and compliance is essential.
  • In-depth knowledge of FAIS, Companies Act, and POPIA.

Responsibilities

  • Develop, implement, and maintain the company's compliance program.
  • Monitor changes in legislation and advise on adjustments.
  • Conduct compliance training for employees across departments.
  • Investigate potential compliance breaches and recommend corrective actions.
  • Advise on regulatory requirements related to new products and services.
  • Liaise with regulatory authorities, including FSCA.
  • Draft and review compliance policies and procedures.
  • Manage regulatory filings and reporting obligations.
  • Perform risk assessments and mitigation strategies.
  • Provide legal counsel on corporate governance and ethical conduct.

Skills

Analytical skills
Problem solving
Communication skills
Regulatory knowledge (FAIS, POPIA)
Investigations experience
Collaborative work

Education

Admitted Attorney of the High Court of South Africa

Job description

About the Role

Our client, a prominent financial services institution, is seeking an experienced In-House Counsel - Compliance Specialist to bolster their legal department in Centurion, Gauteng . This critical role focuses on ensuring adherence to all relevant financial regulations and corporate compliance standards. The ideal candidate will possess a deep understanding of the South African financial regulatory landscape and a proactive approach to risk management. This is an exceptional chance to work within a fast-paced environment, contributing significantly to the company's integrity and operational excellence. We are dedicated to building a robust compliance framework and seek individuals who are passionate about ethical business practices. The position requires a meticulous and strategic legal professional capable of navigating complex regulatory requirements.



Key Responsibilities


  • Develop, implement, and maintain the company's compliance program.

  • Monitor changes in relevant legislation and regulations, advising on necessary adjustments.

  • Conduct compliance training for employees across various departments.

  • Investigate potential compliance breaches and recommend corrective actions.

  • Advise on regulatory requirements related to new products and services.

  • Liaise with regulatory authorities, including the Financial Sector Conduct Authority (FSCA).

  • Draft and review compliance-related policies and procedures.

  • Manage regulatory filings and reporting obligations.

  • Perform risk assessments and implement mitigation strategies.

  • Provide legal counsel on matters of corporate governance and ethical conduct.



Requirements


  • Admitted Attorney of the High Court of South Africa with a minimum of 5 years of experience.

  • Specialization or significant experience in financial services regulation and compliance is essential.

  • In-depth knowledge of relevant acts such as the Financial Advisory and Intermediary Services Act (FAIS), Companies Act, and POPIA.

  • Proven ability to develop and manage compliance frameworks.

  • Excellent analytical, problem-solving, and communication skills.

  • Experience in conducting internal investigations and audits.

  • Ability to work collaboratively with various business units.

  • Strong ethical compass and commitment to compliance.

  • Proficiency in regulatory reporting and documentation.



Benefits


  • A highly competitive salary is offered, reflective of the candidate's expertise and experience.

  • Benefits include comprehensive medical and dental coverage, a substantial employer-matched pension fund, and generous leave provisions.

  • Our client provides excellent opportunities for professional growth through ongoing training, workshops, and exposure to diverse compliance challenges.

  • The work environment is dynamic and supportive, promoting collaboration and innovation.

  • This role is situated in the thriving business district of Centurion, Gauteng , offering convenient access and a stimulating professional setting.

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