About the Role
Our client, a prominent financial services institution, is seeking an experienced In-House Counsel - Compliance Specialist to bolster their legal department in Centurion, Gauteng . This critical role focuses on ensuring adherence to all relevant financial regulations and corporate compliance standards. The ideal candidate will possess a deep understanding of the South African financial regulatory landscape and a proactive approach to risk management. This is an exceptional chance to work within a fast-paced environment, contributing significantly to the company's integrity and operational excellence. We are dedicated to building a robust compliance framework and seek individuals who are passionate about ethical business practices. The position requires a meticulous and strategic legal professional capable of navigating complex regulatory requirements.
Key Responsibilities
- Develop, implement, and maintain the company's compliance program.
- Monitor changes in relevant legislation and regulations, advising on necessary adjustments.
- Conduct compliance training for employees across various departments.
- Investigate potential compliance breaches and recommend corrective actions.
- Advise on regulatory requirements related to new products and services.
- Liaise with regulatory authorities, including the Financial Sector Conduct Authority (FSCA).
- Draft and review compliance-related policies and procedures.
- Manage regulatory filings and reporting obligations.
- Perform risk assessments and implement mitigation strategies.
- Provide legal counsel on matters of corporate governance and ethical conduct.
Requirements
- Admitted Attorney of the High Court of South Africa with a minimum of 5 years of experience.
- Specialization or significant experience in financial services regulation and compliance is essential.
- In-depth knowledge of relevant acts such as the Financial Advisory and Intermediary Services Act (FAIS), Companies Act, and POPIA.
- Proven ability to develop and manage compliance frameworks.
- Excellent analytical, problem-solving, and communication skills.
- Experience in conducting internal investigations and audits.
- Ability to work collaboratively with various business units.
- Strong ethical compass and commitment to compliance.
- Proficiency in regulatory reporting and documentation.
Benefits
- A highly competitive salary is offered, reflective of the candidate's expertise and experience.
- Benefits include comprehensive medical and dental coverage, a substantial employer-matched pension fund, and generous leave provisions.
- Our client provides excellent opportunities for professional growth through ongoing training, workshops, and exposure to diverse compliance challenges.
- The work environment is dynamic and supportive, promoting collaboration and innovation.
- This role is situated in the thriving business district of Centurion, Gauteng , offering convenient access and a stimulating professional setting.