Enforcement Analyst (Investigations Officer)

Jse Limited; Gauteng; On-site; ZAR 550,000 - 800,000; Full time

Job summary

A leading company in the financial sector is seeking an Enforcement Analyst to investigate potential breaches of Listings Requirements under the Financial Markets Act. Candidates should have a strong background in financial reporting and solid analytical skills to ensure regulatory compliance while working in a dynamic environment focused on professional integrity and continuous improvement.

Qualifications

• Registration with SAICA required.
• 3-5 years post-articles experience in financial reporting or analysis.
• Knowledge of Listings Requirements preferred.

Responsibilities

• Manage investigations of alleged breaches of Listings Requirements.
• Compile detailed and accurate correspondence.
• Enforce compliance within the JSE listed environment.

Skills

Analytical skills

Problem-solving

Communication

Networking

Education

Postgraduate studies in IFRS

Job description

Enforcement Analyst (Investigations Officer)

Listing reference: jse_Listing status: Online

Apply by: 5 November

Position summary

Job category: Banking, Finance, Insurance

Contract: Permanent

Remuneration: Market Related

EE position: Yes

About our company

The JSE recognises that its success and strength depend on the quality of its employees. We are committed to fostering a culture of continuous learning and high standards of performance. Our employee wellness programme encourages work-life balance, and we seek to empower staff, promote diversity, and provide opportunities for all.

Introduction

The role involves identifying, assessing, and investigating potential breaches of the JSE Listings Requirements, taking appropriate action under the Financial Markets Act, and maintaining the reputation of the JSE as a credible, well-regulated exchange. The analyst will enforce Listings Requirements through disciplinary tools to achieve regulatory objectives, deter non-compliance, and uphold high standards of conduct.

Key Responsibilities

1. Manage processes by compiling detailed, accurate, and structured correspondence.
2. Conduct fair and objective investigations of alleged breaches, adhering to Admin Law and the Financial Markets Act.
3. Enforce sanctions, objections, and appeals, and communicate complex arguments confidently.
4. Review legal opinions to ensure regulatory integrity.
5. Maintain meticulous records of investigation communications.
6. Identify inefficiencies and obstacles to process or outcome achievement.
7. Conduct investigations into breaches of IFRS and take appropriate actions.
8. Enforce compliance within the JSE listed environment.
9. Participate in the censure and objections process fairly and thoroughly.
10. Contribute to the Issuer Regulation business plan and activities.
11. Provide guidance to internal stakeholders and maintain professional relationships with stakeholders and regulated parties.
12. Develop and nurture collaborative relationships with external experts and regulatory bodies.
13. Enhance personal capabilities and stay updated on relevant legislation and Listings Requirements.
14. Display professionalism and adhere to technical standards.
15. Contribute to continuous improvement through research and development of investigation frameworks.

Minimum Requirements

• Registration with SAICA.
• Postgraduate studies in IFRS (advantageous).
• 3-5 years post-articles experience in financial reporting or analysis of financial statements.
• Experience in a technical department of an audit firm or forensic auditing.
• Knowledge of Listings Requirements (preferable).

Knowledge and Skills

• Strong knowledge of capital markets and the Financial Markets Act.
• Understanding of IFRS, board processes, and administrative decisions.
• Problem-solving, analytical, and critical thinking skills.
• Excellent communication and drafting skills.
• High ethics, integrity, and confidentiality.
• Ability to work under pressure and meet deadlines.
• Networking and relationship-building skills.