Compliance Officer (Insurance Industry)

Staff Concepts; Gauteng; On-site; ZAR 600 000 - 800 000; Full time

Job summary

A leading company in the financial services sector is seeking a Compliance Officer to implement compliance strategies and manage regulatory risks. The ideal candidate will have significant experience in compliance and relevant qualifications. This role involves directing compliance functions and ensuring adherence to regulatory standards.

Qualifications

• At least 5 years' compliance experience in the financial services industry.
• Successfully passed the Key Individual Regulatory Examination 1.

Responsibilities

• Implement the compliance strategy aligned with the compliance monitoring plan.
• Direct the compliance function through risk management and reporting.

Skills

Compliance

Risk Management

Education

LLB

Post Graduate Diploma in Compliance Management

Job description

Job Responsibilities

Implement the compliance strategy aligned with the compliance monitoring plan to assist the business in fulfilling its regulatory responsibilities.

This involves directing the compliance function through the identification, assessment, management, monitoring, and reporting of regulatory compliance risks facing the organization.

Salary

R k to R k plus perks

Requirements

• LLB, Legal, or Compliance qualification.
• Successfully passed the Key Individual Regulatory Examination 1 as required by the FSCA for Licensed Compliance Officers.
• Phase I Approved - Category I FAIS Licensed Compliance Officer (advantageous).
• Post Graduate Diploma in Compliance Management (advantageous).
• Risk Qualifications (advantageous).

Experience

• At least 5 years' compliance experience in the financial services industry.
• 2nd line compliance experience (advantageous): Combined assurance planning and execution.
• 1st line compliance experience.
• Regulatory complaints handling.