Compliance Associate

Conova Pty Ltd; Wes-Kaap; On-site; ZAR 300 000 - 450 000; Full time

Job summary

A leading Wealth Management firm is seeking a Compliance Associate to support their internal compliance team. The role involves ensuring compliance with laws, preparing documentation, and assisting in training programs. Ideal candidates will have experience in a compliance environment and strong organizational skills.

Qualifications

• 2-3 years’ experience in an administrative role focused on FAIS compliance.

Responsibilities

• Assist in preparation and filing of compliance-related documents.
• Coordinate compliance remediation and projects.

Skills

Organizational Skills

Attention to Detail

Tech-Savvy

Education

Relevant Degree in Risk/Legal/Compliance

Tools

MS Office

Job description

Our client is a long term established Wealth Management firm that strives to provide a specialist solution to their client's individual financial needs by offering a comprehensive range of services and expertise to manage and grow their wealth.

The Compliance Associate will provide support to the internal compliance team, ensuring that all compliance-related activities are carried out accurately and efficiently, as well as working closely with all departments to ensure legal compliance regarding specific laws.

Key Responsibilities :

• Assist in the preparation of compliance-related documents
• Ensure proper maintenance and filing of compliance-related records and registers
• Assist with coordination and completion of compliance remediation and projects
• Company administration (commission lodgements)
• Assist in the development and implementation of compliance training programs for employees
• Conduct research and analysis on compliance-related topics, and present findings to the compliance team

Requirements :

• 2-3 years’ experience in an administrative role, with specific focus in a FAIS compliance environment
• Relevant degree or tertiary risk / legal / or compliance related qualification from a reputable institution
• RE5 (advantageous)
• Computer Literacy in MS Office and / or other industry related packages
• Strong organizational skills, adept at managing multiple tasks and priorities
• Attention to detail, proficient with complex information
• Tech-savvy
• Ability to maintain confidentiality and handle sensitive information discreetly

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