Paraplanner

Confidential; Cape Town; On-site; ZAR 300 000 - 500 000; Full time

Job summary

A Wealth Management organization in Southern Suburbs Cape Town is looking for a detail-oriented Paraplanner. This role involves supporting the Director with client onboarding, managing CRM profiles, and ensuring compliance with financial regulations. The ideal candidate will have a relevant degree and experience in financial planning, with a focus on enhancing the client experience through effective operational support.

Qualifications

• 3-5 years working experience in the financial planning environment.
• Experience in financial planning environment, FAIS, and FICA.

Responsibilities

• Prepare onboarding documentation and manage client CRM profiles.
• Draft Record of Advice and ensure compliance standards are met.
• Compile financial needs analysis and proposals for clients.

Skills

Paraplanner

Wealth Management

Financial Planning

Education

BComm or BBusSci degree

Postgraduate Degree in Financial Planning

Job description

Our client, a Wealth Management organisation based in Southern Suburbs Cape Town, is seeking a detail orientated Paraplanner to join their team.

The purpose of the role will be to act as an essential partner to the Director, ensuring seamless execution of operational responsibilities to enhance the client experience.
Key Responsibilities:

• Prepare and collate new client onboarding documentation.
• Oversee the management and updating of client CRM profile.
• Liaise with external and internal providers on client specific queries and implementation of instructions.
• Resolve and manage admin related queries or issues with clients directly on behalf of the Director.
• Manage the process of preparation of client review packs
• Draft and/or check Record of Advice and Replacement disclosure forms accurately and correctly to company internal compliance standards.
• Ensure CDD is done on all clients based on their risk profile according to FICA and company RMCP with guidance from internal compliance
• Compile proposal documents based on the Director instruction and recommendations.
• Compile a financial needs analysis and retirement needs analysis based on Director recommendations and instructions.
• Construct & produce Asset Allocation reports for existing clients.
• Construct & produce Proposals for both new and existing clients.
• Prepare Financial Needs Analyses for both new and existing clients.
• Preparation of meeting packs for Family Office clients.
• Assisting the Associate Team and Pod with complex structure onboarding both locally and offshore.
• Assist in the development and maintenance of wealth management products / strategies
• Assist Wealth Managers and Wealth Management Associates troubleshooting Financial Needs Analyses for clients

Requirements:

• A related BComm or BBusSci degree and a Postgraduate Degree in Financial Planning (advantageous)
• Experience in and solid knowledge and understanding of the financial planning environment, FAIS (CAT II advantageous), and FICA
• 3-5 years working experience in the financial planning environment
• CFP designation advantageous
• RE5 advantageous

Desired Skills:

• Paraplanner
• Wealth Management
• Financial Planning
• Southern Suburbs
• Financial Services