Compliance Specialist: FATCA/CRS

Capitec Bank Ltd.; Stellenbosch; On-site; ZAR 400,000 - 600,000; Full time

Job summary

A leading financial institution in South Africa seeks a Compliance Officer to assist in managing regulatory and compliance risks. Candidates should have a minimum of 4-5 years in financial services compliance, a Bachelor's Degree in Law, and strong stakeholder management skills. Additionally, knowledge of relevant financial legislation is essential. The role requires a valid driver's license and own vehicle.

Qualifications

• 4-5 years of financial services compliance/legal experience.
• Stakeholder management at all levels and up to Exco.
• Holding responsibility for oversight of legislation relating to financial services.

Responsibilities

• Assist in managing regulatory and compliance risk.
• Provide guidance and oversight for responsible business operations.

Skills

Computer Literacy (MS Word, MS Excel, MS Outlook)

Interpersonal & Relationship management Skills

Planning, organising and coordination skills

Education

Bachelor's Degree in Law

Honours Degree in Law

Relevant Certification from the Compliance Institute of Southern Africa

Job description

Responsibilities

To assist the bank in managing its regulatory and compliance risk and to ensure to provide guidance and oversight to the business in order for it to operate in a efficient, responsible and sustainable manner.

Experience

Minimum:

• 4-5 yrs financial services compliance /legal experience
• Stakeholder management at all levels and up to Exco
• Holding responsibility for oversight of legislation relating to financial services generally.

Ideal:

• Holding responsibility for oversight of legislation relating to a specific portfolio which falls within the scope of the rendering of financial services such as credit insurance and funeral cover
• Experience of Capitec Bank products and services.

Qualifications (Minimum)

• Bachelor's Degree in Law
• Admitted Attorney

Qualifications (Ideal or Preferred)

• Honours Degree in Law
• Relevant Certification from the Compliance Institute of Southern Africa

Knowledge

Minimum:

• Knowledge of FAIS, LTIA
• Law/legal practice
• Compliance and risk management
• Compliance monitoring methodology

Ideal:

• CB products and services
• Business acumen and business practices and processes
• Compliance software

Skills

• Computer Literacy (MS Word, MS Excel, MS Outlook)
• Interpersonal & Relationship management Skills
• Planning, organising and coordination skills

Conditions of Employment

• Clear criminal and credit record
• A valid driver's license and own vehicle is required

Capitec Bank is an authorised financial services provider (FSP 46669) and registered credit provider (NCRCP13). Capitec Bank Limited Reg. No: 1980/003695/06