Compliance Specialist

Capitec; Johannesburg; On-site; ZAR 600,000 - 900,000; Full time

Job summary

Capitec is seeking a Compliance Officer to manage regulatory risks and ensure the bank operates efficiently and sustainably. Candidates should possess strong knowledge in financial compliance, a Bachelor’s Degree in Law, and significant experience in stakeholder management. This role is critical in maintaining robust compliance frameworks and supporting business operations effectively.

Qualifications

• 4-5 years financial services compliance/legal experience.
• Stakeholder management at all levels.
• Knowledge of FAIS, LTIA and compliance monitoring methodology.

Responsibilities

• Assist in managing regulatory and compliance risk.
• Provide guidance to ensure sustainable operations.
• Oversight of legislation regarding financial services.

Skills

Project Management Skills

Computer Literacy

Interpersonal & Relationship management

Planning, organising and coordination

Problem solving

Education

Bachelor's Degree in Law

Admitted Attorney

Honours Degree in Law

Relevant Certification from the Compliance Institute

Tools

Compliance software

Job description

Apply By:

We're on the lookout for energetic, self-motivated individuals who share our passion for service in the banking industry. To be part of the journey, follow the steps below:

• To see what life at Capitec is all about and complete a short assessment, please click here!
• Once you have completed the above finalize your application by clicking apply below
  
  

Purpose Statement

• To assist the bank in managing its regulatory and compliance risk and to ensure to provide guidance and oversight to the business in order for it to operate in a efficient, responsible and sustainable manner.
  
  

Experience

Minimum:

• 4-5 yrs financial services compliance /legal experience
• Stakeholder management at all levels and up to Exco
• Holding responsibility for oversight of legislation relating to financial services generally.
  
  

Ideal:

• Holding responsibility for oversight of legislation relating to a specific portfolio which falls within the scope of the rendering of financial services such as credit insurance and funeral cover
• Experience of Capitec Bank products and services.
  
  

Qualifications (Minimum)

• Bachelor's Degree in Law
• Admitted Attorney
  
  

Qualifications (Ideal Or Preferred)

• Honours Degree in Law
• Relevant Certification from the Compliance Institute of Southern Africa
  
  

Knowledge

Minimum:

• Knowledge of FAIS, LTIA
• Law/legal practice
• Compliance and risk management
• Compliance monitoring methodology
  
  

Ideal:

• CB products and services
• Business acumen and business practices and processes
• Stakeholder engagement practices
• Compliance software
  
  

Skills

• Project Management Skills (Methodolgy Specific)
• Computer Literacy (MS Word, MS Excel, MS Outlook)
• Interpersonal & Relationship management Skills
• Planning, organising and coordination skills
• Problem solving skills
  
  

Conditions of Employment

• Clear criminal and credit record
• A valid driver's license and own vehicle is required
  
  

Capitec is committed to diversity and, where feasible, all appointments will support the achievement of our employment equity goals.