Compliance Officer RE1

Network1; Cape Town; On-site; ZAR 400,000 - 600,000; Full time

Job summary

A leading company is hiring a Compliance Officer in Cape Town to oversee regulatory compliance and advise management on legal matters. The ideal candidate will compile reports, maintain compliance plans, and ensure adherence to legislation in the financial services sector. Candidates should possess a legal or finance degree and significant experience in compliance roles.

Qualifications

• 5+ years of experience in financial services.
• RE1 certification as Compliance Officer is essential.
• Strong knowledge of FICA, FAIS, CISCA, and ASISA codes.

Responsibilities

• Compile compliance reports for stakeholders.
• Implement and maintain compliance risk and AML monitoring plan.
• Monitor and apply new and existing legislation.

Skills

Compliance Management

Risk Management

Financial Services

Research Experience

Education

Legal or Finance Degree

Job description

Were hiring a Compliance Officer to oversee regulatory compliance across our clients business. In this role youll advise management on regulatory matters monitor legislative changes and ensure that our internal processes align with the applicable laws and industry standards.

What Youll Do :

• Compile compliance reports for stakeholders.
• Implement and maintain the compliance risk and AML monitoring plan.
• Monitor interpret and apply new and existing legislation.
• Respond to compliance queries and manage the related projects.
• Ensure ongoing FAIS and TCF compliance including maintaining the required registers and manuals.

What Youll Bring :

• Legal or Finance Degree
• Compliance Officer (RE1 certified)
• Min 5 years of experience
• Experience in financial services
• Strong knowledge of FICA FAIS CISCA and ASISA codes

Looking to make an impact in a regulatoryfocused role

Apply now or reach out to learn more.

Required Experience :

Unclear Seniority

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Full-Time

Experience : years

Vacancy : 1

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Compliance Officer • Cape Town, Western Cape, South Africa