Compliance Officer - Financial Services

Placements24; Paarl; Hybrid; ZAR 800,000 - 1,200,000; Full time

Benefits offered by this job

Competitive salary

Fully remote

Medical insurance

Dental insurance

Vision insurance

Professional development budget

Job summary

Placements24 is seeking a Compliance Officer specializing in Financial Services to join a fully remote team. You will develop, implement, and monitor compliance programs, conduct risk assessments, and provide guidance to business units in a remote-first setup.

The role requires deep knowledge of SA financial regulations and international standards, plus excellent analytical and communication skills to operate effectively across borders and remote teams.

Qualifications

• Bachelor's degree in Law, Finance, or related field.
• 6+ years of compliance, risk, or legal experience in financial services.
• Strong knowledge of SA financial regulations and international standards.
• Excellent analytical and investigative abilities.
• Excellent written and verbal communication for remote work.

Responsibilities

• Develop and monitor a comprehensive compliance program.
• Perform risk assessments and audits for non-compliance.
• Investigate breaches and prepare corrective actions.
• Provide training on policies and procedures.
• Liaise with regulators and external auditors.
• Advise on regulatory changes and policy updates.

Skills

Regulatory compliance

Risk assessment

Auditing

Regulatory reporting

Remote communication

Investigative skills

Education

Bachelor's degree in Law

Bachelor's degree in Finance

Bachelor's degree in Business Administration

Job description

About the Role

Our client is seeking a dedicated and knowledgeable Compliance Officer specializing in Financial Services to join their fully remote team. This crucial role ensures adherence to all applicable laws, regulations, and internal policies governing the company's operations. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance to business units. This position is ideal for a proactive compliance professional who thrives in a remote setting and is committed to upholding the highest ethical and regulatory standards in the global financial landscape.

Key Responsibilities

• Develop, implement, and maintain a comprehensive compliance program aligned with relevant financial regulations (e.g., FICA, POPIA, GDPR).
• Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance.
• Investigate potential compliance breaches, prepare reports, and recommend corrective actions.
• Provide training and guidance to employees on compliance policies and procedures.
• Liaise with regulatory bodies and external auditors as required.
• Stay informed about changes in the regulatory environment and advise the business on necessary adjustments to policies and practices.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 6 years of experience in compliance, risk management, or legal roles within the financial services industry.
• In-depth knowledge of South African financial regulations and international compliance standards.
• Strong understanding of risk assessment methodologies and compliance frameworks.
• Excellent analytical, problem-solving, and investigative skills.
• Exceptional written and verbal communication skills, with the ability to operate effectively in a remote-first work environment.

Benefits

• Competitive annual salary and potential for performance-based bonuses.
• Fully remote work opportunity, offering significant lifestyle flexibility.
• Comprehensive medical, dental, and vision insurance coverage.
• Budget for professional development, including certifications and relevant courses.
• A culture of integrity and ethical conduct, supporting professional growth within the financial sector.