Compliance Officer

Placements24; Welkom; Hybrid; ZAR 480,000 - 720,000; Full time

Benefits offered by this job

Competitive salary

Remote work

Health insurance

Development opportunities

Regulatory excellence

Job summary

Placements24 in Welkom seeks a meticulous Compliance Officer to join our financial services team. You will develop and monitor compliance programs, conduct internal audits, and advise management on regulatory matters.

The role requires a Bachelor degree and at least 4 years in a compliance role, with knowledge of FAIS, FICA, POPIA and risk management.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or related field.
• Minimum of 4 years of experience in a compliance or regulatory role within the financial services industry.
• Thorough understanding of South African financial regulations (FAIS, FICA, POPIA).
• Experience with risk management frameworks and audit procedures.
• Strong analytical skills and attention to detail.
• Excellent written and verbal communication skills.

Responsibilities

• Develop, implement, and maintain the company's compliance program in line with regulatory requirements.
• Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance.
• Investigate compliance breaches and recommend corrective actions to management.
• Develop and deliver compliance training programs to employees across all levels.
• Stay abreast of changes in relevant laws and regulations and advise the business accordingly.
• Manage relationships with regulatory bodies and prepare required regulatory filings.

Skills

Analytical skills

Attention to detail

Communication skills

Education

Bachelor's degree in Law/Finance/Business Administration or related field

Job description

About the Role

Our client is seeking a meticulous and knowledgeable Compliance Officer to join their financial services team, supporting operations from Welkom . This role is essential for ensuring the organization adheres to all relevant laws, regulations, and internal policies governing the financial industry. You will be responsible for developing, implementing, and monitoring compliance programs, conducting internal audits, and advising management on compliance matters to mitigate risk and maintain the integrity of the firm's operations.

Key Responsibilities

• Develop, implement, and maintain the company's compliance program in line with regulatory requirements.
• Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance.
• Investigate compliance breaches and recommend corrective actions to management.
• Develop and deliver compliance training programs to employees across all levels.
• Stay abreast of changes in relevant laws and regulations and advise the business accordingly.
• Manage relationships with regulatory bodies and prepare required regulatory filings.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 4 years of experience in a compliance or regulatory role within the financial services industry.
• Thorough understanding of South African financial regulations (e.g., FAIS, FICA, POPIA).
• Experience with risk management frameworks and audit procedures.
• Strong analytical skills and attention to detail.
• Excellent written and verbal communication skills, with the ability to effectively communicate complex regulations.

Benefits

• Competitive salary and potential for performance-based incentives.
• Fully remote work arrangement, offering significant flexibility.
• Comprehensive health insurance and retirement savings plan.
• Opportunities for continuous professional development and certifications in compliance .
• A chance to contribute to maintaining the highest standards of ethical conduct and regulatory adherence.