Compliance Officer

Placements24; Mtubatuba Local Municipality; On-site; ZAR 550,000 - 750,000; Full time

Benefits offered by this job

Medical aid

Retirement fund

Annual leave

Professional development

Job summary

Placements24 in Richards Bay is seeking an experienced Compliance Officer to ensure adherence to South African financial regulations and internal policies. The role focuses on developing, implementing, and monitoring compliance programs, conducting risk assessments, and guiding regulatory matters.

You will train staff, prepare regulatory reports, and support ethical conduct in daily operations. The ideal candidate has a relevant degree and at least four years in compliance or risk management

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 4 years in a compliance, regulatory, or risk management role within financial services.
• Strong analytical and problem-solving skills with keen attention to detail.

Responsibilities

• Develop, implement, and maintain robust compliance policies and procedures in line with current regulations.
• Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance.
• Monitor regulatory changes and updates, advising the business on necessary adjustments to policies and practices.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide compliance training and guidance to employees across various departments.
• Prepare and submit regulatory reports to relevant authorities as required.

Skills

Analytical skills

Communication skills

Prioritization

Education

Bachelor's degree in Law, Finance, Business Admin, or related field

Job description

About the Role

Our client is seeking a diligent and experienced Compliance Officer to join their established financial services firm in Richards Bay . This role is essential for ensuring the organization adheres to all relevant laws, regulations, and internal policies. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance on regulatory matters. This is a critical position that supports the company's commitment to ethical conduct and operational integrity, offering a stable career path within a reputable institution.

Key Responsibilities

• Develop, implement, and maintain robust compliance policies and procedures in line with current regulations.
• Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance.
• Monitor regulatory changes and updates, advising the business on necessary adjustments to policies and practices.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide compliance training and guidance to employees across various departments.
• Prepare and submit regulatory reports to relevant authorities as required.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 4 years of experience in a compliance, regulatory, or risk management role within the financial services industry.
• In-depth knowledge of relevant South African financial regulations and compliance frameworks.
• Strong analytical and problem-solving skills with keen attention to detail.
• Excellent communication, interpersonal, and presentation skills.
• Proven ability to manage multiple priorities and meet deadlines in a demanding environment.

Benefits

• Competitive annual salary commensurate with experience.
• Comprehensive medical aid and retirement fund contributions.
• Generous annual leave allowance.
• Opportunities for professional development and certifications in compliance.
• A stable and secure working environment within a respected financial institution in Richards Bay .