Compliance Officer - Financial Services

Placements24; Gqeberha; Hybrid; ZAR 600,000 - 900,000; Full time

Benefits offered by this job

Competitive salary

Medical aid

Retirement fund

Professional development

Hybrid work model

Job summary

Placements24 is seeking a meticulous Compliance Officer to ensure adherence to regulatory requirements within its financial services operations in Port Elizabeth. The role focuses on maintaining the integrity and reputation of the firm by enforcing compliance policies and procedures, monitoring changes, and guiding business units on compliance matters.

The ideal candidate will possess a relevant degree, 4+ years in compliance or internal audit, and strong analytical and communication skills to

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Strong analytical and investigative skills with meticulous attention to detail.
• Excellent communication and interpersonal skills, with the ability to advise stakeholders effectively.
• Proficiency in compliance management software and MS Office Suite.

Responsibilities

• Develop, implement, and maintain the firm's compliance program in line with current legislation and regulations.
• Monitor and interpret new and emerging regulatory requirements impacting the financial services industry.
• Conduct regular compliance reviews and internal audits to assess adherence to policies and procedures.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide training and guidance to employees on compliance matters and ethical conduct.
• Liaise with regulatory bodies and external auditors as required.

Skills

Analytical skills

Investigative skills

Communication skills

Interpersonal skills

MS Office

Compliance software

Education

Bachelor's degree in Law/Finance/Business

Tools

MS Office Suite

Compliance software

Job description

About the Role

Our client is looking for a meticulous and knowledgeable Compliance Officer to ensure adherence to regulatory requirements within their financial services operations in Port Elizabeth . This role is vital for maintaining the integrity and reputation of the firm by establishing and enforcing compliance policies and procedures. You will monitor regulatory changes, conduct internal audits, and provide guidance on compliance matters to various business units. This is an excellent opportunity for a detail-oriented compliance professional to contribute to a robust compliance framework in a growing financial organization, fostering a culture of ethical conduct and regulatory adherence.

Key Responsibilities

• Develop, implement, and maintain the firm's compliance program in line with current legislation and regulations.
• Monitor and interpret new and emerging regulatory requirements impacting the financial services industry.
• Conduct regular compliance reviews and internal audits to assess adherence to policies and procedures.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide training and guidance to employees on compliance matters and ethical conduct.
• Liaise with regulatory bodies and external auditors as required.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 4 years of experience in compliance, regulatory affairs, or internal audit within the financial services sector .
• Thorough understanding of South African financial regulations (e.g., FAIS Act, FICA, POPIA).
• Strong analytical and investigative skills with meticulous attention to detail.
• Excellent communication and interpersonal skills, with the ability to advise stakeholders effectively.
• Proficiency in compliance management software and MS Office Suite.

Benefits

• Competitive salary and potential for annual performance bonus.
• Comprehensive medical aid and retirement fund.
• Support for professional development and compliance certifications.
• Flexible working arrangements with a hybrid model . A work environment that prioritizes integrity and ethical practices.