Compliance Monitoring Officer — Financial Services

Greys Recruitment; Gauteng; On-site; ZAR 500 000 - 700 000; Full time

Job summary

A leading financial services provider is hiring a Business Enablement: Monitoring Officer in Sandhurst. The ideal candidate will monitor advisory and investment activities, ensuring regulatory compliance while supporting internal risk management. The role requires a relevant degree, at least 3 years of compliance monitoring experience, and proficiency in MS Office. Strong communication, analytical skills, and ability to work under pressure are crucial for success. This opportunity promises an engaging environment focused on ethical operations.

Qualifications

• Minimum 3 years' experience in compliance monitoring within a financial services environment.
• Knowledge of advice monitoring and compliance frameworks.

Responsibilities

• Conduct monitoring of advice and investment services for compliance.
• Analyze monitoring results and report compliance breaches.

Skills

Compliance monitoring

Analytical skills

Communication skills

Detail-oriented

Microsoft Office proficiency

Education

Relevant degree in Law, Finance, or Compliance

Postgraduate compliance or risk qualification

CISA CPrac or CProf designation

Job description

A leading financial services provider is hiring a Business Enablement: Monitoring Officer in Sandhurst. The ideal candidate will monitor advisory and investment activities, ensuring regulatory compliance while supporting internal risk management. The role requires a relevant degree, at least 3 years of compliance monitoring experience, and proficiency in MS Office. Strong communication, analytical skills, and ability to work under pressure are crucial for success. This opportunity promises an engaging environment focused on ethical operations.