Compliance Manager: Compliance Operations

C40 Cities; Cape Town; Hybrid; USD 80,000 - 120,000; Full time

Job summary

A leading global investment manager is looking for a Compliance Manager in Cape Town. This role involves overseeing compliance operations, ensuring adherence to regulations, and leading the compliance function. Ideal candidates should have a strong background in finance and compliance management, with 8+ years of experience. The company offers flexible working arrangements and ongoing training and development opportunities.

Qualifications

• 8+ years relevant experience leading regulatory compliance teams.
• Experience centralizing compliance systems across large organizations.
• Generalist in compliance with broad, hands-on experience

Responsibilities

• Focus on compliance operations, regulated reporting, KYC, and ethics.
• Lead policies related to information barriers and market conduct.
• Support global compliance initiatives and manage regulatory adherence.

Skills

Leadership skills

Technology aptitude

Regulatory compliance experience

Project management

Attention to detail

Excellent communication

Education

Professional qualification in Compliance, Accounting, Law, or Risk Management

Tools

StarCompliance

Appian

KYC screening tools (Dow Jones, ComplyAdvantage)

Job description

Compliance Manager: Compliance Operations

Save job

A prestigious global alternative investment manager is seeking an experienced Compliance Manager for their Compliance Operations function in Cape Town.

This is an exceptional opportunity to join a world-class organisation and global Finance team with a strong presence in private equity, with a network that spans 30 offices worldwide.

The role offers the chance to shape and enhance a unified, scalable platform designed to meet complex global compliance requirements. You will be part of a collaborative and inclusive team, working closely with colleagues across multiple regions and disciplines. With a focus on innovation and automation, this position provides the perfect environment for you to leverage your regulatory expertise while contributing to the integrity and professionalism of the compliance function.

Flexible working opportunities, exposure to international best practices, and ongoing training make this an ideal role for those looking to advance their career in compliance within the financial services sector.

Non-negotiable aspects | NB

• Strong leadership skills
• An appetite for technology

Key qualifications and experience for the Compliance Manager

• Additional Professional qualification in Compliance, Accounting, Law, or Risk Management (Preferred)
• 8 years'+ relevant experience
• Proven experience leading regulatory compliance teams within financial organisations such as asset management firms, banks or insurance companies.
• Showcase prior leadership roles in similar positions within asset management or private markets environments.
• Possess hands-on experience centralising or integrating multiple compliance systems across large organisations.
• Display deep understanding of global regulations affecting asset managers including practical application within multi-jurisdictional contexts.
• Exhibit proficiency using systems such as StarCompliance, Appian workflow tools, as well as KYC screening tools like Dow Jones or ComplyAdvantage.
• A generalist in compliance, and not a specialist: A broad range of experience, not limited to one specialisation.

Please kindly note : The client is not looking for admitted attorneys. This is a Compliance role wthin the Finance function.

Key duties for the Compliance Manager

• The team is expanding, and this new role will focus on compliance operations, specifically regulated reporting, KYC, and the code of ethics.
• Assist in building out the team and will have a focus on the code of ethics
• Looking at global processes and identifying a better way to do things i.e. identify technologies / innovation to make things more efficient.
• Take ownership of key policies related to information barriers, ethical barriers, and market conduct, ensuring these are effective, up-to-date, and aligned with global standards.
• Conduct thorough reviews of wall crossing requests, maintaining comprehensive records to ensure transparency and regulatory adherence.
• Lead onboarding processes for trading counterparties and platforms, ensuring all due diligence requirements are met efficiently.
• Develop and implement robust policies for information barriers, ethical considerations, wall crosses, fund allocations, and cross-platform activities as new business initiatives arise.
• Support global compliance teams by reviewing and processing expert networks, maintaining approved lists, evaluating call requests from deal teams, participating in calls when necessary, and escalating issues appropriately.
• Oversee the onboarding of senior advisers and consultants who may have access to material non-public information (MNPI), ensuring all protocols are strictly followed.
• Assist in designing and delivering relevant training programmes and guidance materials for employees and senior management on compliance matters.
• Review and process potential employee conflicts of interest in line with established policies covering personal account dealing, gifts and entertainment, outside business interests, political activity, and contributions.
• Identify areas of non-compliance related to code of ethics or market conduct policies, escalating concerns to regional Chief Compliance Officers as required.
• Collaborate with information security and data privacy teams on data loss prevention events while managing fraud reporting channels.
• Support with CMP testing and assist Compliance teams with updating and managing Governance, Risk and Control system (GRC).
• Reporting on Code of Ethics to regional leads and Board and committee reporting.
• Participate in projects to integrate various systems and technologies in place to manage compliance obligations (e.g. MNPI)
• Support the broader Compliance Operations team initiatives, such as AML and Regulatory Reporting.
• Adaptability to change
• Project management
• Tech-savvy and strategic thinker
• Able to work with global teams
• Excellent written communication skills alongside strong verbal abilities for effective interaction with stakeholders at all levels.
• Demonstrate advanced digital literacy particularly around extracting, consolidating, and analysing data from disparate sources.
• Embody a collaborative and inclusive approach with colleagues
• Maintain meticulous attention to detail while being comfortable operating under time constraints deadlines balancing multiple priorities effectively.
• Proactive, innovative and self-motivated

What sets this company apart:

This organisation stands out as one of the world’s foremost alternative investment managers—renowned for its commitment to excellence, innovation, diversity, and inclusion across all aspects of its operations. With over €200 billion assets under management supported by 30 offices globally it offers unparalleled exposure to international best practices, cutting-edge technology platforms, and sophisticated investment strategies.

Employees benefit from flexible working arrangements, generous training opportunities, and supportive leadership structures that prioritise both personal professional growth. The company’s Cape Town office has rapidly become an integral hub for business operations providing talented professionals like yourself with unique opportunities to collaborate on high-impact projects, influence strategic decision-making, and contribute meaningfully towards shaping future success stories within global finance. Above all you’ll find yourself part of an inclusive team culture where every voice is valued, and every contribution recognised—making this not just another job, but a truly rewarding career move.

What's next:

If you are ready to take your career in compliance operations to new heights within a globally respected financial institution, we encourage you to apply now!

About the job

Contract Type: Permanent

Focus: Compliance

Workplace Type: Hybrid

Experience Level: Senior Management

Location: Cape Town

Contract Type: Permanent

Specialism: Banking & Financial Services

Focus: Compliance

Industry: Financial Services

Salary: Negotiable

Workplace Type: Hybrid

Experience Level: Senior Management

Location: Cape Town

FULL_TIME

Job Reference: ZQCJ7S-06783684

Date posted: 10 June 2025

Consultant: Jasmine Araujo

cape-town banking-financial-services/compliance 2025-06-12 2025-08-09 financial-services Cape Town Western Cape Workshop 17 Newlands, 146 Campground Road, Snakepit Building, Newlands, Cape Town, Newlands , 7780 ZA 7780 Robert Walters https://www.robertwaltersafrica.com https://www.robertwaltersafrica.com/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true