Compliance Associate: Regulatory Risk & Training

Sanlam; Cape Town; On-site; ZAR 300,000 - 420,000; Full time

Job summary

Sanlam Life and Savings is seeking an Assistant Compliance Officer in Cape Town to support the Regulatory Compliance function for Sanlam Corporate. You will help implement and monitor the compliance framework across business units, assisting with risk assessments and reporting.

Ideal candidates have 1–3 years in compliance, a legal qualification (LLB or BCom Law), and knowledge of financial services legislation.

Qualifications

• Minimum of 1-3 years’ experience in compliance
• LLB, BComm (Law) or relevant legal qualification
• Working knowledge of financial services legislation
• Experience in providing compliance advice, conducting monitoring activities, and managing regulatory risk

Responsibilities

• Assist in implementing and maintaining the compliance process
• Conduct compliance monitoring and risk assessments
• Develop and maintain compliance monitoring plans
• Compile internal and external compliance reports
• Implement remedial action and training material
• Present to business areas on compliance feedback and corrective action

Skills

Compliance knowledge

Written communication

Report writing

Analytical thinking

Education

Legal qualification

Job description

Sanlam Life and Savings is seeking an Assistant Compliance Officer in Cape Town to support the Regulatory Compliance function for Sanlam Corporate. You will help implement and monitor the compliance framework across business units, assisting with risk assessments and reporting.

Ideal candidates have 1–3 years in compliance, a legal qualification (LLB or BCom Law), and knowledge of financial services legislation.