Compliance Officer - Financial Services

Placements24; Mossel Bay; On-site; ZAR 600,000 - 900,000; Full time

Benefits offered by this job

Salary incentives

Health & retirement

Certifications support

Strategic impact

In-office environment

Job summary

Placements24 is seeking a diligent Compliance Officer to oversee regulatory adherence within its financial services division in Mossel Bay. You will develop, implement, and monitor compliance programs, conduct risk assessments, provide staff training, and stay abreast of FAIS, FICA, and POPIA requirements.

This in-office role offers a competitive salary, incentives, health and retirement benefits, and opportunities for professional certifications.

Qualifications

• Relevant tertiary qualification in Law, Commerce, or related field.
• Minimum of 4 years of experience in a compliance role within the financial services industry.
• In-depth knowledge of South African financial regulations (e.g., FAIS, FICA, POPIA).
• Strong analytical skills and attention to detail.
• Excellent communication and interpersonal skills for stakeholder engagement.

Responsibilities

• Develop and implement comprehensive compliance policies and procedures.
• Conduct regular compliance risk assessments and audits.
• Monitor regulatory changes and ensure the organization's adherence.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide training and guidance to employees on compliance matters.

Skills

Regulatory knowledge

Analytical thinking

Communication skills

Stakeholder management

Education

Bachelor's degree in Law or Commerce

Job description

About the Role

Our client is seeking a diligent and proactive Compliance Officer to oversee regulatory adherence within their financial services division based in Mossel Bay. This role is critical for ensuring the company operates in full compliance with the Financial Sector Conduct Authority (FSCA) regulations and other relevant legal frameworks. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing training to staff. This position offers a fantastic opportunity to contribute to the integrity and stability of a key financial player in the Western Cape region, fostering a culture of ethical conduct and robust compliance.

Key Responsibilities

• Develop and implement comprehensive compliance policies and procedures.
• Conduct regular compliance risk assessments and audits.
• Monitor regulatory changes and ensure the organization's adherence.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide training and guidance to employees on compliance matters.

Requirements

• Relevant tertiary qualification in Law, Commerce, or a related field.
• Minimum of 4 years of experience in a compliance role within the financial services industry.
• In-depth knowledge of South African financial regulations (e.g., FAIS, FICA, POPIA).
• Strong analytical skills and attention to detail.
• Excellent communication and interpersonal skills for stakeholder engagement.

Benefits

• Competitive annual salary and performance-based incentives.
• Comprehensive health insurance and retirement fund benefits.
• Support for professional certifications and ongoing training.
• Opportunity to shape compliance strategy in a growing firm.
• Stable, in-office work environment in a scenic coastal town.