Compliance Analyst

Skill Set Specialists; Cape Town; On-site; ZAR 300 000 - 600 000; Full time

Job summary

An established industry player is seeking a skilled compliance officer with extensive experience in financial services. This role involves compiling compliance reports, implementing risk management strategies, and ensuring adherence to legislation. The ideal candidate will possess in-depth knowledge of FICA, CISCA, and FAIS, along with strong analytical and communication skills. Join a dynamic team where your expertise will contribute to maintaining regulatory compliance and driving business success. If you thrive under pressure and are passionate about compliance, this opportunity is perfect for you.

Qualifications

• 5+ years in financial services, preferably in the CIS environment.
• FSCA compliance registration and RE1 exam required.

Responsibilities

• Compile compliance and statistical reports for clients and regulators.
• Implement and maintain compliance risk management plans.
• Monitor and analyze legislation impacting the business.

Skills

FICA knowledge

CISCA knowledge

FAIS knowledge

ASISA codes knowledge

Strong communication skills

Analytical accuracy

Attention to detail

Ability to work independently

Microsoft Office proficiency

Education

FSCA registered compliance officer

RE1 exam

Job description

• Experience : 5+ years in financial services (preferably within the CIS environment)
• Compliance Registration : FSCA registered compliance officer with RE1 exam
• Skills :

In-depth knowledge of FICA, CISCA, FAIS, ASISA codes

• Strong communication and presentation skills
• Analytical accuracy and attention to detail
• Ability to work independently under pressure
• Excellent Microsoft Office knowledge

Responsibilities :

• Compile compliance and statistical reports for the business, clients, and regulators.
• Implement and maintain the compliance risk management and monitoring plan, including AML compliance monitoring.
• Monitor and analyze primary legislation impacting the business.
• Interpret and implement new legislation.
• Review all marketing material in accordance with Board Notice 92.
• Address compliance queries from the business.
• Manage compliance projects from start to finish.
• Ensure application of TCF outcomes.
• Maintain FAIS compliance procedures and manuals.
• Manage the key individual / representative register.
• Monitor and report on all FAIS matters to the business and regulator.