Wealth Risk & Controls Associate - Drive Compliance

Flagstar Bank; New York (NY); On-site; USD 80,000 - 110,000; Full time

Benefits offered by this job

Medical, dental, and vision insurance

Life and disability insurance

Comprehensive leave program

Job summary

A major financial institution in New York is seeking a Wealth Management - Risk & Controls Associate. This role involves designing and implementing a risk management framework and supporting ongoing assessments of risks and controls. Ideal candidates will have over 4 years of relevant experience in risk management, particularly within Wealth Management and a Broker Dealer context. This position is full-time and offers comprehensive benefits.

Qualifications

• 4+ years of experience in risk and internal control.
• Experience in Wealth Management products.
• Broker Dealer and/or Large Bank experience.

Responsibilities

• Support risk and control programs with execution.
• Conduct Risk & Control Self-Assessments.
• Provide risk advisory to Business Process Owners.

Skills

Risk management

Regulatory compliance

Operational risk management

Change management

Investment management

Education

High School / GED

Undergraduate Degree (preferred)

Job description

A major financial institution in New York is seeking a Wealth Management - Risk & Controls Associate. This role involves designing and implementing a risk management framework and supporting ongoing assessments of risks and controls. Ideal candidates will have over 4 years of relevant experience in risk management, particularly within Wealth Management and a Broker Dealer context. This position is full-time and offers comprehensive benefits.