Wealth Planning Advisor (CFP Track)

UBS; Charlotte (TX); On-site; USD 75,000 - 100,000; Full time

Job summary

UBS is seeking an experienced Financial Advisor to provide phone-based, comprehensive financial planning for Wealth Advice Center clients. The role emphasizes delivering high‑quality advice without cold calling, focusing on meaningful outcomes and long‑term client relationships.

The ideal candidate has 2+ years in advisory, SIE and Series licenses, a Bachelor's degree, and excellent communication. Tuition reimbursement supports CFP designation and career advancement within the firm.

Qualifications

• 2+ years of Financial Advising experience.
• Experience in a phone-based advisory environment preferred.
• Bachelor’s degree required; SIE and Series licenses required.

Responsibilities

• Build and deepen relationships with an existing client base through professional client experience.
• Deliver advisory guidance within a dedicated contact model without cold calling.
• Encourage CFP designation through tuition reimbursement.
• Advance advisory career with strong earning potential and growth.
• Conduct structured discovery conversations and provide suitable investment recommendations.
• Manage client appointments, follow-ups, and outreach as assigned.
• Assist clients with holistic financial planning and ongoing relationship management.

Skills

Financial advisory

Phone-based advisory

Client service

Effective communication

Attention to detail

Education

Bachelor’s degree

Tools

Microsoft Office

Outlook

Excel

Job description

UBS is seeking an experienced Financial Advisor to provide phone-based, comprehensive financial planning for Wealth Advice Center clients. The role emphasizes delivering high‑quality advice without cold calling, focusing on meaningful outcomes and long‑term client relationships.

The ideal candidate has 2+ years in advisory, SIE and Series licenses, a Bachelor's degree, and excellent communication. Tuition reimbursement supports CFP designation and career advancement within the firm.