Wealth Management Trading Analyst

Nicolet National Bank; Green Bay (WI); Sur place; USD 65 000 - 85 000; Plein temps

Avantages offerts par ce poste

Medical, Dental, Vision & Life Ins.

401(k) with company match

PTO & 11 1/2 paid holidays

Résumé du poste

Nicolet National Bank is seeking a Wealth Management Trading Analyst to support trading, reporting, and system integrations within a semi-autonomous environment. You will collaborate with colleagues and external partners to ensure accurate daily trading, rebalance client accounts, and optimize process efficiency.

The role requires 1–3 years in financial services, relevant licenses when possible, and strong Excel/Word skills. A commitment to compliance and effective communication is essential.

Qualifications

• Bachelor's degree in Business, Finance or related field or equivalent work experience.
• Series 7 and 66 licenses preferred. Series 65 acceptable.
• 1-3 years of financial services experience.
• Microsoft Office Suite, specifically Word and Excel.
• Attention to detail and ability to learn multiple software.
• Strong verbal and written communication and interpersonal skills.

Responsabilités

• Review and process daily trading workflow with a high degree of accuracy.
• Implement investment decisions and rebalance client accounts according to changes in asset allocation or client needs.
• Facilitate and monitor daily trade file transmission, receipt and acknowledgements processes.
• Work with technology partners to analyze and enhance trading, reporting, and related programs.
• Develop written procedures when new products are introduced or system changes are implemented.
• Support department projects as needed.
• Maintain compliance with laws and company policies and promote inclusion.

Connaissances

Attention to detail

Strong work ethic

Organized

Verbal and written communication

Interpersonal skills

Formation

Bachelor's degree in Business, Finance or related field or equivalent

Outils

Microsoft Office Suite (Word/Excel)

Description du poste

At Nicolet National Bank, our culture is based on the principles of community banking, putting the needs of our customers at the forefront of our decision-making. Our Core Values drive everything we do, and we are committed to serving our customers with excellence. We believe that every job in our organization is critical to our success, and we are dedicated to creating a work environment where our employees feel valued, respected, and supported. With locations in Wisconsin, Michigan, Minnesota, Iowa, and Florida we are proud to service our local communities and make a positive impact on the lives of our customers. At Nicolet National Bank, we believe that our people are our most valuable asset, and we are committed to investing in their growth and development.

The Wealth Management Trading Analyst is responsible for having sound investment knowledge and thriving in a semi-autonomous and entrepreneurial environment while maintaining strong relationships with colleagues and vendors. The individual will be responsible for a variety of RIA operational tasks including trading, reporting, and system integrations.

As a Wealth Management Trading Analyst, you will:

• Review and process daily trading workflow with a high degree of accuracy.
• Implement investment decisions and rebalance client accounts according to changes in asset allocation or individual client needs and objectives.
• Facilitate and monitor the daily trade file transmission, receipt and acknowledgements processes.
• Work directly with various technology partners to analyze and enhance our suite of programs for trading, reporting, and other functions of the wealth management unit.
• Develop written procedures when new products are introduced, or system changes are implemented.
• Working on various department projects as needed.
• Uphold Nicolet's philosophy and policies by maintaining appropriate controls to ensure full compliance with applicable laws and regulations, thereby fulfilling legal responsibilities and enhancing the quality of services provided by Nicolet.
• Understand and communicate the value of diversity within the workplace and to work successfully with others without regard to age, gender, race, sexual orientation, ethnicity, culture, religion, disability status, socioeconomic status or other non-job-related classification, including a commitment to Nicolet's policies on equal employment opportunities and non-discrimination with a willingness to pursue efforts of inclusion and respect toward different perspectives.
• Performs all other duties as assigned.

Qualifications:

• Bachelor's degree in Business, Finance or related field or equivalent work experience.
• Series 7 and 66 licensed preferred. Series 65 is also acceptable.
• 1-3 years of financial services experience.
• PC, phone system, general office equipment
• Attention to detail, ability to learn and use a variety of software
• Microsoft Office Suite, specifically Word and Excel
• Maintain composure and communicate clearly when under pressure
• Possess a strong work ethic and be able to learn quickly in a fast-paced environment
• Organized and able to manage multiple priorities
• Effective verbal and written communication skills and strong interpersonal skills.

Benefits:

• Medical, Dental, Vision, & Life Insurance
• 401(k) with a company match
• PTO & 11 1/2 Paid Holidays

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities and skills required for the position.

Equal Opportunity Employer/Veterans/Disabled