Wealth Management Supervision Lead

3M HEALTHCARE; Cleveland (OH); On-site; USD 55,000 - 138,000; Full time

Job summary

PNC is seeking a Supervision Supervisor within Wealth Management to lead a team that monitors regulatory compliance for Financial Advisors. This role involves structuring escalations, mentoring staff, and coordinating with Legal, Risk, and Compliance teams to uphold firm standards.

The position requires a Bachelor’s degree and 3+ years of industry experience, with a focus on risk management and product knowledge. In-office work model with opportunities across multiple hubs is described.

Qualifications

• Bachelor's degree required.
• 3+ years of industry experience; managerial experience preferred.
• Experience in regulatory environments and financial services is beneficial.

Responsibilities

• Supervise the team monitoring and reviewing sales practice activities for compliance.
• Serve as SME for products and processes on Level 2 reviews and projects.
• Collaborate with Legal, Risk, Compliance, and product partners to resolve complex matters.

Skills

Decision Making

Critical Thinking

Effective Communications

Flexibility

Industry Knowledge

Regulatory Understanding

Risk Management

People Management

Leadership

Understanding Customer Needs

Education

Bachelor's degree

Job description

PNC is seeking a Supervision Supervisor within Wealth Management to lead a team that monitors regulatory compliance for Financial Advisors. This role involves structuring escalations, mentoring staff, and coordinating with Legal, Risk, and Compliance teams to uphold firm standards.

The position requires a Bachelor’s degree and 3+ years of industry experience, with a focus on risk management and product knowledge. In-office work model with opportunities across multiple hubs is described.