Wealth Management: Private Client Investment Associate

JPMorgan Chase & Co.; Walnut Creek (CA); On-site; USD 95,000 - 125,000; Full time

Job summary

JPMorgan Chase & Co. in Walnut Creek, CA is seeking a Private Client Investment Associate within Wealth Management who will provide client service, operational support to Private Client Advisors, and assist with wealth planning for clients and referral sources.

The role emphasizes facilitating account openings, money movement, and investment trades while maintaining strong customer relationships and ensuring compliance with regulatory requirements.

Qualifications

• A valid and active Series 7 license is required or may be obtained within 60 days of employment.
• If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essentials (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors with book of business including account openings, money movements and investment trades.
• Assist in building and maintaining client relationships and wealth planning support.
• Help manage relationship and account reviews and prepare performance reports.
• Engage in risk management, including KYC procedures and account reviews.
• Support compliance and completion of operational forms and documentation.
• Prioritize daily work, track progress and meet deadlines.
• Maintain and foster team culture.

Skills

Series 7 license

SIE exam

Series 66 license

Life & Health Insurance license

Job description

JPMorgan Chase & Co. in Walnut Creek, CA is seeking a Private Client Investment Associate within Wealth Management who will provide client service, operational support to Private Client Advisors, and assist with wealth planning for clients and referral sources.

The role emphasizes facilitating account openings, money movement, and investment trades while maintaining strong customer relationships and ensuring compliance with regulatory requirements.