Wealth Management: Private Client Investment Associate

Aumni; New York (NY); On-site; USD 90,000 - 135,000; Full time

Job summary

J.P. Morgan Wealth Management is seeking a Private Client Investment Associate to deliver exceptional client service and support Private Client Advisors in a fast-paced wealth management environment.

You will handle operational requests, account reviews, and risk-management tasks while ensuring compliance and timely delivery of information to clients. The role emphasizes accuracy, relationship building, and a collaborative team culture.

Qualifications

• Active Series 7 license required or may be obtained within 120 days
• If you were registered after Oct 1, 2018 you must have a valid SIE exam
• Series 66 (63/65) and Life & Health Insurance license must be obtained within 120 days

Responsibilities

• Support Advisors book of business including facilitating account openings, money movement and trades
• Assist Advisors by building/maintaining client relationships through requests, resolving issues and providing up-to-date information and assisting with wealth planning
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquiries
• Support business unit operational procedures and compliance requirements (e.g. completion of required forms)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Skills

Client service

Risk management

Regulatory compliance

Education

Series 7 license

SIE exam

Series 66 (63/65) license

Job description

J.P. Morgan Wealth Management is seeking a Private Client Investment Associate to deliver exceptional client service and support Private Client Advisors in a fast-paced wealth management environment.

You will handle operational requests, account reviews, and risk-management tasks while ensuring compliance and timely delivery of information to clients. The role emphasizes accuracy, relationship building, and a collaborative team culture.