Wealth Management: Private Client Associate

JPMorgan Chase & Co.; Cerritos (CA); On-site; USD 70,000 - 110,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate in Wealth Management to deliver client service and operational support to Private Client Advisors. You will help with requests, client activity, and wealth planning while upholding strict regulatory standards.

The role emphasizes relationship-building, timely processing of requests, risk controls, and collaboration within a supportive team culture, in a fast-paced wealth management environment.

Qualifications

• Valid and active Series 7 license required or obtained within 60 days
• If registered after Oct 1, 2018, must have a valid SIE exam
• Active Series 66 (63/65) and Life/Health Insurance licenses within 60 days

Responsibilities

• Support Advisors' book of business with account openings, money movements and trades
• Assist Advisors by building client relationships and handling requests
• Manage relationships and account reviews; prepare performance reports
• Engage in risk management; Know Your Customer procedures and reviews
• Support procedures and compliance documentation
• Prioritize daily work and consistently meet deadlines
• Foster a collaborative team culture

Skills

Client service

Relationship building

Regulatory knowledge

Education

Series 7 license

SIE exam

Series 66 (63/65)

Life & Health Insurance license

Job description

J.P. Morgan Chase is seeking a Private Client Investment Associate in Wealth Management to deliver client service and operational support to Private Client Advisors. You will help with requests, client activity, and wealth planning while upholding strict regulatory standards.

The role emphasizes relationship-building, timely processing of requests, risk controls, and collaboration within a supportive team culture, in a fast-paced wealth management environment.