Wealth Management: Private Client Investment Associate

JP Morgan Chase; Dublin (CA); On-site; USD 40,000 - 55,000; Full time

Job summary

J.P. Morgan Wealth Management in Dublin, CA is seeking a Private Client Investment Associate to deliver client service, operational support, and wealth management assistance to Private Client Advisors.

You will handle account openings, money movements, trades, and client communications while upholding risk controls and regulatory requirements. This full-time role offers exposure to a broad investment platform and competitive compensation.

Qualifications

• Valid and active Series 7 license within 60 days of employment.
• If registered after Oct 1, 2018, valid and active SIE exam required.
• Valid and active Series 66 (63/65) and Life & Health Insurance licenses within 60 days.

Responsibilities

• Support Advisors' book of business with account openings, money movements and trades.
• Build and maintain client relationships; assist with wealth planning and lead generation.
• Manage relationship/account reviews and prepare performance reports.
• Engage in risk management including KYC, account reviews and inquiries.
• Support operational and compliance procedures and documentation.
• Prioritize daily work and meet deadlines; foster team culture.

Education

Series 7 license

SIE exam

Series 66 license (63/65)

Life and Health Insurance license

Job description

J.P. Morgan Wealth Management in Dublin, CA is seeking a Private Client Investment Associate to deliver client service, operational support, and wealth management assistance to Private Client Advisors.

You will handle account openings, money movements, trades, and client communications while upholding risk controls and regulatory requirements. This full-time role offers exposure to a broad investment platform and competitive compensation.