Wealth Management Middle Office Control Specialist

ACCA Careers

Tempe (AZ)

On-site

USD 108,965 - 185,155

Full time

14 days+

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Benefits offered by this job

401k and pension
Health and welfare benefits
Paid time off
Discretionary bonus program

Job summary

Northern Trust is seeking a Control Specialist to oversee the operational control environment in Tempe, Arizona. This role requires advising leadership on control frameworks, conducting risk assessments, and maintaining compliance with policies.

The ideal candidate will have extensive business experience, strong communication skills, a risk and control background, and be able to manage sensitive information effectively. The position offers a competitive salary and comprehensive benefits package.

Qualifications

  • Professional with extensive business experience and multi-disciplinary functional experience.
  • Ability to explain difficult or sensitive information; works to build consensus.
  • Financial services experience with fiduciary management preferred.

Responsibilities

  • Advise on implementing control framework and maintain control processes.
  • Conduct process risk assessments and strengthen control weaknesses.
  • Support risk-based control test plan to identify control issues.
  • Communicate findings and enhancement recommendations with management.
  • Serve as single point of contact in Tempe office for Wealth Management.

Skills

Strong communication skills
Attention to detail
Risk & control experience
Knowledge of the firm and industry

Education

College or university degree

Job description

Northern Trust is seeking a Control Specialist to oversee the operational control environment in Tempe, Arizona. This role requires advising leadership on control frameworks, conducting risk assessments, and maintaining compliance with policies.

The ideal candidate will have extensive business experience, strong communication skills, a risk and control background, and be able to manage sensitive information effectively. The position offers a competitive salary and comprehensive benefits package.

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