Wealth Management Client Associate II

015 Northern Trust Securities, Inc; Tempe (AZ); On-site; USD 65,000 - 95,000; Full time

Job summary

Northern Trust is in search of a client services professional to support brokerage and wealth management activities. You will handle account openings, maintenance, and trade execution while assisting Financial Advisors in aligning client objectives with risk tolerance and market conditions.

Strong communication, organizational skills, and knowledge of investment products are essential. You will collaborate with internal partners and maintain accurate client records in our CRM system.

Qualifications

• Excellent analytical, verbal, and written communication skills.
• Thorough knowledge of investment products (stocks, bonds, mutual funds, options).
• Organizational skills and prioritization.

Responsibilities

• Day to day client servicing including account opening, maintenance and trade execution.
• Supports Financial Advisors in evaluating objectives based on risk tolerance and needs.
• Builds relationships with Advisors, partners, and clients with proactive service.
• Maintains client information in CRM and ensures compliance with policies.

Skills

Analytical skills

Verbal communication

Written communication

Investment knowledge

Organizational skills

Prioritization

Education

College degree preferred

SIE license

Series 7/63/65/66

Tools

Microsoft Office

Wealthscape

Morningstar Analytics

Thomson ONE

Job description

Northern Trust is in search of a client services professional to support brokerage and wealth management activities. You will handle account openings, maintenance, and trade execution while assisting Financial Advisors in aligning client objectives with risk tolerance and market conditions.

Strong communication, organizational skills, and knowledge of investment products are essential. You will collaborate with internal partners and maintain accurate client records in our CRM system.