Wealth Management Audit Associate (Hybrid)

RSM US LLP; New York (NY); Hybrid; USD 100,289,000 - 151,867,000; Full time

Job summary

RSM US LLP is seeking a Temporary Audit Associate to support Wealth Management audit engagements within a large global banking environment. Location options include Dallas, TX or New York, NY with a hybrid schedule based on client and engagement requirements.

The role targets professionals with 2+ years in internal or external audit, risk advisory, or related fields, emphasizing audit methodology, control testing, and documentation.

Qualifications

• 2+ years of experience in internal audit, external audit, risk advisory, controls testing, or a related field.
• Strong understanding of audit methodology and the full audit lifecycle.
• Experience performing walkthroughs, control testing, risk assessments, and workpaper documentation.
• Ability to evaluate control effectiveness and identify potential risks and control gaps.
• Strong analytical, problem-solving, and documentation skills.
• Excellent written and verbal communication abilities.

Responsibilities

• Execute audit fieldwork across a variety of Wealth Management audit engagements.
• Perform process walkthroughs and document key risks and controls.
• Assess control design and operating effectiveness.
• Conduct audit testing, including sample selection, evidence review, and documentation of results.
• Prepare high-quality audit workpapers in accordance with established audit methodology and professional standards.
• Identify control deficiencies, exceptions, emerging risks, and process improvement opportunities.
• Collaborate with audit team members to ensure timely and effective execution of audit engagements.
• Support the communication of audit observations and findings to audit leadership and stakeholders.

Skills

Audit experience

Risk assessment

Documentation

Analytical skills

Communication

Wealth Management familiarity

Job description

RSM US LLP is seeking a Temporary Audit Associate to support Wealth Management audit engagements within a large global banking environment. Location options include Dallas, TX or New York, NY with a hybrid schedule based on client and engagement requirements.

The role targets professionals with 2+ years in internal or external audit, risk advisory, or related fields, emphasizing audit methodology, control testing, and documentation.