Wealth Management Audit Lead - Hybrid

RSM US LLP; Dallas (TX); Hybrid; USD 74,000 - 110,000; Full time

Job summary

RSM US LLP is seeking an experienced Audit Manager to lead Wealth Management audit activities within a large global banking environment. This hybrid role is based in Dallas, TX, with potential relocation or travel to New York.

You will oversee end-to-end audits from planning through reporting, partnering with risk and control functions to ensure effective governance and controls. The ideal candidate has 7+ years in Internal Audit or related fields, strong analytical and communication skills, and

Qualifications

• 7+ years of experience in Internal Audit, Risk Management, Compliance, or related functions within financial services.
• Proven experience leading audits from planning through reporting.
• Deep understanding of audit methodology, risk assessments, controls evaluation, testing, issue development, and reporting.
• Strong project management skills to handle multiple engagements and priorities.
• Exceptional analytical, written, and verbal communication skills.
• Ability to engage stakeholders and present findings to leadership.

Responsibilities

• Lead end-to-end internal audit engagements across Wealth Management functions.
• Develop audit scopes, walkthroughs, identify key risks and controls, and oversee testing.
• Assess design and operating effectiveness of internal controls and risk management processes.
• Identify control deficiencies, develop findings, and deliver actionable recommendations.
• Manage all phases of the audit lifecycle: planning, fieldwork, issues, reporting.
• Partner with stakeholders, risk functions, and control teams throughout audits.
• Ensure audits comply with internal standards, methodology, and regulatory expectations.
• Mentor junior team members and contribute to engagement quality.

Job description

RSM US LLP is seeking an experienced Audit Manager to lead Wealth Management audit activities within a large global banking environment. This hybrid role is based in Dallas, TX, with potential relocation or travel to New York.

You will oversee end-to-end audits from planning through reporting, partnering with risk and control functions to ensure effective governance and controls. The ideal candidate has 7+ years in Internal Audit or related fields, strong analytical and communication skills, and