Wealth Management Associate: Client Relations & Growth

Jobtailor; Wayzata (MN); On-site; USD 45,000 - 62,000; Full time

Job summary

U.S. Bancorp Investment Sales seeks an organized support professional to back Investment Relationship Managers. You will handle appointments, prepare proposals, and manage client files while ensuring regulatory compliance.

The role emphasizes attention to detail, multi-tasking, and effective communication as you assist in business development and coordinate campaigns with internal teams. Strong investment industry experience, FINRA registrations, and proficiency with Microsoft Office are highly

Qualifications

• High school diploma or equivalent; Bachelor's preferred.
• 2–4 years of investment industry experience preferred.
• FINRA registrations and life/health/ disability licenses desired.
• Familiarity with brokerage industry policies and SEC/ FINRA standards.
• Ability to profile clients, leads and prospects effectively.
• Prior sales and service experience in brokerage/investment advisory preferred.
• Strong regulatory compliance understanding.

Responsibilities

• Provide sales, processing, operational and customer service support to Investment Relationship Managers.
• Makes and tracks appointments; prepares investment proposals and routine correspondence.
• Organizes paper flow and maintains client files and supplies.
• Answers phones, opens and disseminates mail.
• Assist in business development and meet with prospects and existing clients.
• Coordinate marketing campaigns and business development seminars.
• Collaborate with internal departments on joint initiatives.

Skills

Client relationship management

Microsoft Office proficiency

Effective communication

Organizational skills

Detail orientation

Analytical skills

Multitasking under deadlines

Education

Bachelor's degree preferred

FINRA SIE

Series 6

Series 7

Series 63

Life Insurance License

Variable Life Insurance License

Health Insurance License

Disability Insurance License

Tools

Proprietary Software

Microsoft Office

Job description

U.S. Bancorp Investment Sales seeks an organized support professional to back Investment Relationship Managers. You will handle appointments, prepare proposals, and manage client files while ensuring regulatory compliance.

The role emphasizes attention to detail, multi-tasking, and effective communication as you assist in business development and coordinate campaigns with internal teams. Strong investment industry experience, FINRA registrations, and proficiency with Microsoft Office are highly