Wealth Management Associate: Client Advisory & Ops

Usbank; Springfield (IL); On-site; USD 47,000 - 62,000; Full time

Benefits offered by this job

Healthcare (medical, dental, vision)

401(k) and employer-funded retirement

Paid vacation

11 paid holidays

Disability insurance

Life insurance

Job summary

U.S. Bank is seeking a support professional to assist Investment Relationship Managers in sales, processing, and client service within U.S. Bancorp Investment Sales.

You'll handle scheduling, prepare investment materials, organize paperwork, and support business development initiatives while ensuring compliance with regulatory standards and company policies. This role requires strong organization and communication skills, attention to detail, and the ability to work with cross-functional teams

Qualifications

• Five or more years of investment industry experience preferred.
• To be eligible for business incentives, must have FINRA SIE, Series 7, Series 63 and 65/or 66 registrations and life, variable life, health and disability licenses.
• SIE at a minimum preferred

Responsibilities

• Provides sales, processing, operational, administrative and customer service support to Investment Relationship Managers.
• Prepares investment proposals/reviews/routine correspondence and maintains client files.
• Organizes paper flow in adherence to firm record-keeping requirements.

Skills

Investment industry experience

FINRA registrations (SIE, Series 7/63/

Education

Bachelor's degree preferred

Job description

U.S. Bank is seeking a support professional to assist Investment Relationship Managers in sales, processing, and client service within U.S. Bancorp Investment Sales.

You'll handle scheduling, prepare investment materials, organize paperwork, and support business development initiatives while ensuring compliance with regulatory standards and company policies. This role requires strong organization and communication skills, attention to detail, and the ability to work with cross-functional teams