Wealth Management Advisor

Roklyn Consulting; Santa Monica (CA); On-site; USD 85,000 - 130,000; Full time

Job summary

A leading independent wealth management firm is seeking an Associate Wealth Advisor to join their high-performing team in Santa Monica, California. This role involves supporting lead advisors with high-net-worth client relationships and financial planning initiatives. Ideal candidates should have a bachelor's degree in Finance, relevant licenses, and at least 2 years' experience in wealth management. The firm values mentorship and offers a clear career trajectory, ensuring a supportive environment for growth.

Qualifications

• 2+ years of professional experience in financial planning or wealth management.
• Active FINRA Series 7 and 65 (or Series 66) licenses required.
• CFP® designation strongly preferred.

Responsibilities

• Partner with Lead Advisors to manage high-net-worth client relationships.
• Develop and refine comprehensive financial plans and investment reports.
• Participate in client meetings, capturing key takeaways.

Skills

Financial planning

Client engagement

Market research

Analytical skills

Problem-solving

Education

Bachelor's degree in Finance, Economics, or related field

MBA or advanced financial degree

Job description

This range is provided by Roklyn Consulting. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$85,000.00/yr - $130,000.00/yr

Assisting Financial Advisors with Firm Transitions & Moves to Independence | At Roklyn we place Financial Advisors and Support Staff at Top…

Join a rapidly expanding independent wealth management firm. Known for its innovative approach and influential market presence, our client is seeking a motivated Associate Wealth Advisor to join their high‑performing team.

This role is designed for a finance professional who is eager to work at an independent Wealth Management Firm. You will work directly alongside senior leadership to provide bespoke financial strategies, ensuring a world‑class experience for a diverse and sophisticated client base.

Primary Responsibilities

• Strategic Advisor Support: Partner with Lead Advisors to manage high-net-worth client relationships and execute complex financial planning initiatives.
• Financial Planning & Analysis: Develop and refine comprehensive financial plans, investment reports, and customized presentations for client reviews.
• Client Engagement: Active participation in client meetings, including capturing key takeaways, managing follow-up deliverables, and ensuring a seamless client experience.
• Operational Excellence: Oversee the client onboarding process and coordinate with the operations department to handle account servicing and portfolio maintenance.
• Research & Strategy: Perform market research and provide actionable recommendations regarding investment vehicles and wealth-building strategies.
• Professional Development: Maintain a deep mastery of financial planning software, investment products, and evolving market trends.

Qualifications & Requirements

• Education: Bachelor’s degree in Finance, Economics, or a related field. An MBA or advanced financial degree is highly desirable.
• Licensing: Active FINRA Series 7 and 65 (or Series 66) are required.
• Certification: CFP® designation is strongly preferred (or significant progress toward completion).
• Experience: 2+ years of professional experience in financial planning or wealth management, specifically working with high‑net‑worth (HNW) individuals.
• You should be a proactive problem‑solver who thrives in a collaborative, fast‑paced environment.

Why This Firm?

Our client prides itself on a culture of mentorship and internal mobility. They offer a clear career trajectory, where dedicated professionals are given the tools, coaching, and support necessary to transition into lead advisory roles. This is a chance to join a firm that values diversity, teamwork, and the long‑term success of its employees.

If you'd like to contact the recruiter directly, please send an email to Darci at [e-mail] to express your interest in the role or ask any questions.

Don't worry about submitting a cover letter, we probably will not read it!

Seniority Level

Associate

Employment Type

Full-time

Job Function

Finance and Administrative

Referrals increase your chances of interviewing at Roklyn Consulting by 2x