Wealth & Investment Advisory Associate

UHY LLP; East Coldenham (NY); On-site; USD 41,000 - 53,000; Full time

Benefits offered by this job

Competitive compensation

Comprehensive benefits package

Paid time off (PTO)

Job summary

UHY LLP is seeking a Wealth Management Associate to support the Wealth Manager in developing and executing investment strategies for clients. The role involves client-facing duties, preparing proposals, and reviewing financial data to inform recommendations.

The candidate should have a finance-related degree, 1–3 years of experience, and relevant licenses or the ability to obtain them within a designated time frame. Strong Excel/PowerPoint skills are essential.

Qualifications

• Bachelor’s degree in finance, accounting, or a related field.
• 1–3 years of experience in financial services, wealth management, or a related field.
• NASD Series 7 and 63 licenses required (or ability to obtain within a designated time frame).
• CFP and CFA certification advantageous.
• Previous experience in wealth management or working in a CPA/m professional services firm is preferred.
• Proficiency in Microsoft Excel and PowerPoint; familiarity with financial planning tools and software.

Responsibilities

• Support the Wealth Manager and assist clients with investment strategies and financial matters.
• Manage client relationships, serving as a primary point of contact for clients.
• Prepare customized investment proposals and presentation materials for prospects and clients.
• Analyze financial statements, client portfolios, and market data to inform recommendations.
• Complete investment-related paperwork and maintain organized client records.

Skills

Client relationship management

Investment strategies

Financial analysis

Presentation skills

Communication

Education

Bachelor's degree in finance, accounting, or related field

Tools

Excel

PowerPoint

Industry software

Job description

UHY LLP is seeking a Wealth Management Associate to support the Wealth Manager in developing and executing investment strategies for clients. The role involves client-facing duties, preparing proposals, and reviewing financial data to inform recommendations.

The candidate should have a finance-related degree, 1–3 years of experience, and relevant licenses or the ability to obtain them within a designated time frame. Strong Excel/PowerPoint skills are essential.