Wealth-Focused Investment Relationship Officer

City National Bank; Charlotte (NC); On-site; USD 72,000 - 115,000; Full time

Benefits offered by this job

Healthcare benefits

401(k) match

Tuition reimbursement

Time away

Job summary

City National Bank is seeking an Investment Relationship Officer to support Financial Advisors by handling day-to-day client service, account administration, and cross-selling opportunities for affluent clients.

The role requires accuracy, strong communication, and ability to work west coast hours (11:00am-7:00pm PST) for east coast hires, with exposure to regulatory compliance and collaboration with Wealth Management teams.

Qualifications

• 2–5 years of client service or operational experience at a broker-dealer or investment-management environment.
• FINRA Series 7 and 63 and 65 or 66 required.

Responsibilities

• Open Investment Advisory Program accounts and collaborate with Financial Advisors and CNB Trust Operations to fund and service accounts.
• Ensure CIP and KYC are complete; prepare documents, transfers, and regulatory correspondence.
• Review daily reports and ensure updates when policies change; prepare SEC 17AC3-4(books and records) documents.
• Complete annual administrative reviews and assist Advisors with SEC requirements.
• Produce operational reports for management; provide back-up support for client inquiries.

Skills

Client Service

Operational experience

Broker Dealer

FINRA licenses

Education

Bachelor’s degree in Business or Finance

Tools

NFS platform

CDARS

IBS Insight

SEI

CSS

Job description

City National Bank is seeking an Investment Relationship Officer to support Financial Advisors by handling day-to-day client service, account administration, and cross-selling opportunities for affluent clients.

The role requires accuracy, strong communication, and ability to work west coast hours (11:00am-7:00pm PST) for east coast hires, with exposure to regulatory compliance and collaboration with Wealth Management teams.