Wealth Client Services & Investments Associate

Next Frontier Capital; Dallas (TX); On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

Health care coverage

On-site wellness centers

Retirement savings plan

Backup childcare

Tuition reimbursement

Mental health support

Financial coaching

Job summary

Chase is seeking a dedicated professional to support Private Client Advisors by processing operational requests, managing client relationships, and assisting with wealth planning for clients and referral sources.

The role emphasizes risk management, regulatory compliance, and accurate reporting, with opportunities to contribute to a high-performing team within Consumer & Community Banking.

Qualifications

• Active Series 7 license or can be obtained within 60 days of employment.
• SIE exam required if registered after Oct 1, 2018.
• Active Series 66 (63/65) and Life/Health licenses must be obtained within 60 days of starting.

Responsibilities

• Support Advisors by handling operational requests such as account openings, money movement and trades.
• Assist in client relationships through processing requests, resolving issues, and providing wealth planning information.
• Prepare performance reports and support reviews to deepen client relationships and referrals.
• Engage in risk management, including Know Your Customer, account reviews and inquiries.
• Support compliance by completing required forms and documentation.
• Prioritize daily work and ensure deadlines are met.
• Foster a collaborative team culture.

Skills

Client service

Relationship management

Regulatory awareness

Attention to detail

Time management

Education

Series 7 license

SIE exam

Series 66 (63/65) license

Life and Health Insurance license

Job description

Chase is seeking a dedicated professional to support Private Client Advisors by processing operational requests, managing client relationships, and assisting with wealth planning for clients and referral sources.

The role emphasizes risk management, regulatory compliance, and accurate reporting, with opportunities to contribute to a high-performing team within Consumer & Community Banking.