Private Client Investment Associate - Wealth Growth

Next Frontier Capital; Palm Springs (CA); On-site; USD 85,000 - 125,000; Full time

Job summary

J.P. Morgan Chase seeks a Private Client Investment Associate within Wealth Management to deliver client service and operational support to Private Client Advisors.

You will handle client requests, trades, and wealth planning assistance while contributing to risk management and regulatory compliance. You will work closely with Advisors to deepen relationships, prepare reports, and ensure timely processing of account actions in a fast-paced environment.

Qualifications

• Valid Series 7 license is required or may be obtained within 60 days of employment.
• If registered after Oct 1, 2018 you must have a valid and active SIE exam.
• A valid Series 66 and Life and Health Insurance licenses must be obtained within 60 days of starting in the role.

Responsibilities

• Support Advisors book of business including account openings, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Skills

Series 7 license

SIE exam

Series 66 license

Life & Health Insurance license

Job description

J.P. Morgan Chase seeks a Private Client Investment Associate within Wealth Management to deliver client service and operational support to Private Client Advisors.

You will handle client requests, trades, and wealth planning assistance while contributing to risk management and regulatory compliance. You will work closely with Advisors to deepen relationships, prepare reports, and ensure timely processing of account actions in a fast-paced environment.