Wealth Client Associate: Elevate Client Experience

UBS; Riverside (CA); On-site; USD 55,000 - 75,000; Full time

Job summary

UBS is seeking a Registered Client Associate in Riverside, CA to support client advisors and deliver exceptional service to high-net-worth clients. In this role you will be the entry point for client inquiries, assist with stock orders, payments, and account questions, and help with account openings and onboarding.

You will collaborate with colleagues to ensure compliance with regulatory requirements and prepare documents for client meetings and investment proposals, contributing to a seamless

Qualifications

• Series 7 and 66 licenses required.
• Ideally 2+ years of experience in client service within the finance sector.
• Collaborative in nature with a proactive mindset and willingness to lead.
• Excellent communicator with solid interpersonal skills.
• Detail oriented; nothing gets past you.
• Proficient in Microsoft Office Suite.

Responsibilities

• Support client advisors in delivering exceptional client service and experience.
• Be point-of-entry contact for clients with account queries or orders, stock orders, payments, etc.
• Assist with account opening, onboarding, due diligence and monitoring activities.
• Support with documentation for client meetings, business trips, investment proposals and the like.
• Collaborate with colleagues to ensure that all client accounts comply with legal, compliance and regulatory requirements.

Skills

Series 7 & 66 licenses

Client service experience

Collaborative mindset

Excellent communication

Detail-oriented

Microsoft Office proficiency

Tools

Microsoft Office Suite

Job description

UBS is seeking a Registered Client Associate in Riverside, CA to support client advisors and deliver exceptional service to high-net-worth clients. In this role you will be the entry point for client inquiries, assist with stock orders, payments, and account questions, and help with account openings and onboarding.

You will collaborate with colleagues to ensure compliance with regulatory requirements and prepare documents for client meetings and investment proposals, contributing to a seamless