Wealth Advisory Client Services Associate

Morgan Stanley; Naples (FL); On-site; USD 45,000 - 65,000; Full time

Job summary

Morgan Stanley is seeking a Registered Client Service Associate to support Financial Advisors and teams, providing day-to-day client service and clerical support. You will help with account onboarding, documentation, and digital tool enrollment.

The role requires strong interpersonal and writing skills, MS Office proficiency, and FINRA licenses. A collaborative, fast-paced environment with growth opportunities is offered.

Qualifications

• High School Diploma/Equivalency.
• College degree preferred.
• Active Series 7 (GS) and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA).
• Two or more years of industry experience preferred.
• Knowledge of financial services products including equities, bonds, options, mutual funds, annuities, insurance, and managed accounts.
• Detail oriented with superior organizational skills.

Responsibilities

• Provide service coverage for a FA/PWA/team including cultivating and enhancing new and existing client relationships.
• Execute money movement transactions at the request of the client and/or FA/PWA/team.
• Answer general non-investment related questions concerning client accounts, including relaying stock positions and account balances.
• Enter profile information or pre-fill account documentation on client accounts and/or documents in clerical capacity.
• Educate or enroll clients in digital tools (MSOnline, eSign, eAuthorization).
• Onboard and maintain client accounts, including collecting client information and required documentation.
• Provide existing clients with details around their account information (investment objectives, risk tolerance).
• Assist FAs/PWAs/teams in delivering against their business plan and client service model.
• Remain current on all policies, procedures, and new platforms.

Skills

Interpersonal skills

Client service

Writing skills

Time management

Detail oriented

Education

FINRA Licenses (S7, S66/63, S65)

High School Diploma/Equivalency

College degree preferred

Tools

Microsoft Word

Microsoft Excel

Microsoft Outlook

Microsoft PowerPoint

Job description

Morgan Stanley is seeking a Registered Client Service Associate to support Financial Advisors and teams, providing day-to-day client service and clerical support. You will help with account onboarding, documentation, and digital tool enrollment.

The role requires strong interpersonal and writing skills, MS Office proficiency, and FINRA licenses. A collaborative, fast-paced environment with growth opportunities is offered.