Wealth Advisory Associate — Path to Financial Advisor

Mariner Advisor Network; Palo Alto (CA); On-site; USD 53,726 - 56,481; Full time

Benefits offered by this job

Comprehensive benefits package

Vacation (15 days/year)

Sick time (10 days/year)

Commission based on annual production

Job summary

A financial services organization is seeking a motivated Registered Investment Services Associate in Palo Alto, CA. This role involves supporting Wealth Advisors, managing client interactions, and progressing towards becoming a Financial Advisor. Candidates should hold active Series 7 and Series 66 licenses and have experience with CRM systems like ClientWorks or Redtail. The position offers a competitive hourly rate and a comprehensive benefits package.

Qualifications

• Active Series 7 and Series 66 (or Series 63 & 65) licenses required.
• 1-3 years of experience in a client service or advisor support role.
• Proficiency with ClientWorks and/or Redtail CRM strongly preferred.

Responsibilities

• Support Wealth Advisors with client service activities and account maintenance.
• Manage and document client interactions using CRM platforms.
• Assist with prospecting activities, including research and data entry.

Skills

Client service

Problem-solving

Communication

Organizational skills

Attention to detail

Education

Bachelor’s degree in finance, business, or a related field

Tools

ClientWorks

Redtail

Job description

A financial services organization is seeking a motivated Registered Investment Services Associate in Palo Alto, CA. This role involves supporting Wealth Advisors, managing client interactions, and progressing towards becoming a Financial Advisor. Candidates should hold active Series 7 and Series 66 licenses and have experience with CRM systems like ClientWorks or Redtail. The position offers a competitive hourly rate and a comprehensive benefits package.