Wealth Advisor Support Specialist I — Client Experience

TD; Greenville (SC); On-site; USD 33,000 - 46,000; Full time

Job summary

TD Wealth in Greenville, SC seeks a Financial Advisor Support Specialist to serve as the primary administrative and service support for Financial Advisors and their clients.

You will onboard new clients, complete client profiling, handle account maintenance, and ensure compliance with OCC, SEC, FINRA while preparing reports and materials for portfolios.

This role values client focus, teamwork, and a proactive, accuracy-driven approach within TD’s wealth management group.

Qualifications

• Associate or bachelor’s degree preferred or relevant experience.
• SIE & Series 99 registration required or ability to obtain.
• Experience in financial services and with affluent clients is preferred.
• Knowledge of investments, banking and credit products is advantageous.

Responsibilities

• Serve as primary administrative and service support for Financial Advisors and their clients.
• Onboard new clients with comprehensive profiling and documentation.
• Handle client inquiries, account maintenance and cash transfers while ensuring compliance.
• Ensure compliance with OCC, SEC, FINRA regulations and TD policies.
• Prepare reports and materials for client portfolios and communications.

Skills

Customer service

Communication skills

Team collaboration

Attention to detail

MS Office

Education

Associate orBachelor's degree preferred

Relevant financial industry experience

Tools

MS Word

Excel

PowerPoint

Job description

TD Wealth in Greenville, SC seeks a Financial Advisor Support Specialist to serve as the primary administrative and service support for Financial Advisors and their clients.

You will onboard new clients, complete client profiling, handle account maintenance, and ensure compliance with OCC, SEC, FINRA while preparing reports and materials for portfolios.

This role values client focus, teamwork, and a proactive, accuracy-driven approach within TD’s wealth management group.