Wealth Advisor II

NAACPJobFinder; Huntsville (AL); On-site; USD 90,000 - 150,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

Life insurance

Disability insurance

401k plan

Paid time off

Job summary

Truist Financial Corporation seeks a senior wealth advisor to serve high-net-worth clients in a full-time capacity. You will develop and deepen client relationships using comprehensive wealth-management strategies and the bank's full suite of solutions.

You will collaborate with product specialists, maintain regulatory compliance, and leverage internal and external referral networks to grow the client base and deliver personalized financial planning and advice.

Qualifications

• Bachelor's degree required; FINRA licenses including Series 7, 66, SIE as applicable; Life, Health, and Variable Insurance licenses are a plus.
• 5+ years of sales and client management experience in Wealth Management with high net worth clients.
• Proven track record in building and maintaining affluent client relationships and meeting revenue goals.
• Solid knowledge of current deposit, credit and investment products.
• Experience with a goal-based, advisory sales environment and use of sales tools and pipeline reporting.

Responsibilities

• Acquire new clients through business development and expand services to existing clients.
• Collaborate with internal specialists (investments, trust, mortgage, insurance) to deliver comprehensive wealth solutions.
• Deliver personal financial planning and advisory guidance to high net worth individuals.
• Maintain compliance with legal and regulatory frameworks and manage risk across client portfolios.
• Partner with regional and internal centers of influence to enhance marketing and client engagement.

Skills

Relationship management

Sales experience

Financial planning

Microsoft Office

Credit knowledge

Team collaboration

Education

Bachelor's degree required

MBA

CFA/CFP/CPWA/CPA desired

Tools

SIE/Series 7/66 licensing

Job description

Regular or Temporary: Regular

Language Fluency: English (Required)

Work Shift: 1st shift (United States of America)

Please review the following job description:

Serve as primary relationship advisor for high net worth wealth clients. Responsible for developing and deepening client relationships through needs-based, high-level client service and through delivery of the full suite of Truist Wealth solutions.

Leverage the Truist referral network to generate client acquisition, and exercise an emerging ability to network externally to provide comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an integrated delivery of a broad range of wealth products and services to high net worth individuals.

ESSENTIAL DUTIES AND RESPONSIBILITIES

• Meet revenue growth, profitability and client retention goals by acquiring new clients through business development and expanding services and marketing new products to existing clients
• Focuses on targeted prospecting and developing relationships with external referral sources; effectively work with various specialists and IRM partners who are designated to support client service and business development efforts (e.g. credit, mortgage, planning, investment, trust and fiduciary services, and insurance services) in a manner that promotes client retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to appropriately protect the inherent cost-to-serve requirements of the corporation.
• Uses advanced credit knowledge to help lead the conversation and advice delivery model with clients and prospects
• Partners with Truist product specialists, including investments, trust, mortgage, insurance, etc., using a team approach to deliver solutions to client's financial needs and to enhance existing relationships.
• Thrives in a team based approach to deliver the full suite of Truist Wealth solutions.
• Continuously act as a culture champion that is aligned with Truist's Purpose, Mission and Values
• Proactively establish and maintain mutually beneficial business relationships with internal and external centers of influence such as the CCB, CIG, groups as well as the regional leadership team, local advisory board members, outside Certified Public Accountants (CPA), attorneys, civic associations and other individuals and organizations to enhance the marketing efforts of the team
• Stays updated and abreast of changing economic, legal, financial planning, investment trends and general market and business issues impacting affluent clients. Serve as a personal financial planning/advisory resource for clients, their attorneys and CPAs.
• Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, compliance and regulatory framework in order to ensure a high quality, compliant portfolio of relationships.
• Using sound judgment on expense and operational efficiency

QUALIFICATIONS

Required Qualifications:

• Bachelor's Degree Required
• FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance licenses
• 5 or more years of sales and client management experience in Wealth Management and a demonstrated ability to manage a portfolio of affluent and high net worth clients
• Successful track record using interpersonal, sales, presentation and relationship management skills previously demonstrated in the affluent marketplace
• Solid and reputable credit knowledge
• Advanced knowledge of current deposit, credit and investment products
• Successful background working in a goal based, results-driven, sales environment that uses tools such as leaderboards, pipeline reporting and other sale management tools to be successful
• Ability to thrive and be an active participate on a team
• Demonstrated proficiency in basic computer applications, such as Microsoft Office software products
• Must be SAFE Mortgage Licensing Act compliant within 30 days of employment in this role, including new or transfer of registration, and applicable NMLS acceptable background check

Preferred Qualifications:

• Bachelor's Degree in Business, Finance or Economics
• MBA
• Completion or enrollment in certification programs such as CFA, CFP, CPWA and CPA
• 5 or more years of sales and client management experience in the Wealth Management and demonstrated ability to manage a portfolio of high net worth clients
• Graduate of a leadership or management development program (Such as LDP, Banking School)

General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:

All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist’s generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist’s defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.

Equal Opportunity Statement

Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace.

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