Wealth Advisor: Client-Focused Planning & Growth

TD; New York (NY); Sur place; USD 67 000 - 118 000; Plein temps

Résumé du poste

TD Wealth is seeking a Financial Advisor in Brooklyn, NY to provide financial planning guidance and investment solutions for high-potential clients. You will review goals, conduct needs analyses, and deliver tailored recommendations while managing client relationships and onboarding new clients.

The role requires experience selling investments and providing comprehensive wealth guidance, with a focus on service excellence and regulatory compliance. Local travel within the market may be expected.

Qualifications

• At least 2+ years in advice, planning and investment sales.
• Bachelor's degree preferred.
• SIE, Series 7, Series 63 required; Series 66 or equivalent within licensing window.
• Strong communication and time-management skills.

Responsabilités

• Provide financial planning guidance and investment recommendations.
• Onboard new clients and perform needs analysis to tailor advice.
• Meet quarterly and annual sales goals and participate in TD Wealth initiatives.
• Collaborate with TD Wealth and partners to serve client needs.

Connaissances

Investment sales experience

Financial planning guidance

Client service excellence

Lead generation / referrals

Regulatory compliance knowledge

Formation

Bachelor's degree strongly preferred

SIE

Series 7

Series 63

Series 66 or equivalent

Description du poste

TD Wealth is seeking a Financial Advisor in Brooklyn, NY to provide financial planning guidance and investment solutions for high-potential clients. You will review goals, conduct needs analyses, and deliver tailored recommendations while managing client relationships and onboarding new clients.

The role requires experience selling investments and providing comprehensive wealth guidance, with a focus on service excellence and regulatory compliance. Local travel within the market may be expected.