Wealth Advisor: Growth Path in NYC

TD Bank, N.A.; New York (NY); On-site; USD 67,000 - 118,000; Full time

Job summary

TD Bank, N.A. is offering a Financial Advisor program within TD Wealth in New York. The role centers on delivering planning guidance and investment recommendations to clients while building relationships and expanding wallet share.

You will leverage prior advisory experience to onboard clients, conduct needs analyses, and coordinate with the centralized servicing team to provide a complete planning experience and proactive client contacts.

Qualifications

• Bachelor's degree strongly preferred
• 2+ years in financial advice and investment sales
• SIE, Series 7, Series 63 required
• Licensing: L&H and Series 66 or ability to obtain

Responsibilities

• Provide financial planning guidance and investment recommendations for TD Wealth clients.
• Serve as central contact to deliver client service and build wallet share.
• Collaborate with TD Wealth team to meet quarterly and annual sales goals.
• Ensure compliance with FINRA, regulatory, and internal policies.

Skills

Financial planning

Investment sales

Client service

Communication skills

Education

Bachelor's degree

Job description

TD Bank, N.A. is offering a Financial Advisor program within TD Wealth in New York. The role centers on delivering planning guidance and investment recommendations to clients while building relationships and expanding wallet share.

You will leverage prior advisory experience to onboard clients, conduct needs analyses, and coordinate with the centralized servicing team to provide a complete planning experience and proactive client contacts.