Wealth Advisor Apprentice — Client-Focused Investing

TD Bank; Manhasset (NY); On-site; USD 79,000 - 118,000; Full time

Job summary

TD Bank is seeking a Financial Advisor for a three-year program in Great Neck, NY. The FA will provide financial planning guidance and investment solutions, serving as the central contact for TD Wealth clients.

This role emphasizes client service, goal-based advice, and growing wallet share while meeting regulatory requirements. A forgivable draw structure supports early career development and ongoing professional licensing.

Qualifications

• Bachelor's degree strongly preferred
• 2+ years of providing advice, planning and investment sales
• SIE, Series 7, Series 63 required
• L&H and Series 66 (or equivalent) or the ability to obtain all within the Licensing and Registration Schedule
• Advanced understanding of wealth products and services
• Strong verbal and written communication skills
• Strong organizational and time management skills

Responsibilities

• Provide financial planning guidance and investment recommendations to clients.
• Service TD Wealth clients to grow wallet share and meet their goals.
• Onboard new clients with a thorough discovery and needs analysis.
• Refer clients to Retail and Wealth partners as needed.
• Ensure compliance with regulations and firm policies; meet regulatory requirements.

Skills

Client service

Financial planning

Sales/lead generation

Communication skills

Regulatory compliance

Education

Bachelor's degree strongly preferred

2+ years advising and investment sales

Tools

SIE

Series 7

Series 63

L&H

Series 66

Job description

TD Bank is seeking a Financial Advisor for a three-year program in Great Neck, NY. The FA will provide financial planning guidance and investment solutions, serving as the central contact for TD Wealth clients.

This role emphasizes client service, goal-based advice, and growing wallet share while meeting regulatory requirements. A forgivable draw structure supports early career development and ongoing professional licensing.